Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01909 | 06/27/2024 | Claimant(s): Janice Schiff, The Estate of Raymond Schiff Claimant Lawyers(s): Dennis E. Boyle Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA |  | $47,000 |
| 23-02712 | 06/04/2024 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 22-01491 | 05/24/2024 | Claimant(s): Gregory Martini Claimant Lawyers(s): Aaron A. Romney Respondent(s): TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Barbara Black, Mitchel Weiss, Bradley Reynolds Hearing Site: Atlanta, GA | | $0 |
| 23-02125 | 05/16/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): John Boatright Respondent Lawyers(s): John Richard Boatright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-02246 | 04/29/2024 | Claimant(s): Darrin Cohen Claimant Lawyers(s): Brian Luther Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Greg Curley Arbitrator(s): Andy W. Morgan Hearing Site: Atlanta, GA | ||
| 23-01535 | 04/24/2024 | Claimant(s): Stephen Ferencik Claimant Lawyers(s): Michael Kalmus Respondent(s): Morgan Stanley DW Inc., Triad Advisors LLC, UBS Financial Services Inc. Respondent Lawyers(s): Brandy Fernandez, Greg Curley, John Murphy Arbitrator(s): Jeffrey Alperin, Christopher R Carroll, Chanteasea Pyron Swain Hearing Site: Atlanta, GA | ||
| 23-00044 | 03/29/2024 | Claimant(s): Danielle Azadian Claimant Lawyers(s): Lars Soreide Respondent(s): Peter Janssen, Katalyst Securities Llc Respondent Lawyers(s): Philip Kempisty, Walter J. Mathews Arbitrator(s): Lita S. Menkin, Gia B. Compton, Jeffrey Alperin Hearing Site: Atlanta, GA | | $46,440 |
| 23-01418 | 03/25/2024 | Claimant(s): Scott Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-02693 | 03/12/2024 | Claimant(s): George Were Obama Claimant Lawyers(s): Thomas Nealy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara LaClair Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | | Dismissed by Rule 12212© |
| 23-02599 | 03/04/2024 | Claimant(s): Craig Sanford Claimant Lawyers(s): Craig M. Sanford Respondent(s): Robinhood Financial. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Larry Mims Hearing Site: Atlanta, GA | | $0 |