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FINRA Awards for Deutsche Bank Securities.

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Displaying 21-30 out of 82 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0050406/07/2019Claimant(s): Robert Traenkle
Claimant Lawyers(s): Adam B. Oppenheim
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): David S. Paul, John F. Duane, James Bromley Bragg
Hearing Site: New York, NY
18-0361805/28/2019Claimant(s): Danielle Montagnesi
Claimant Lawyers(s): Kevin P Conway
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ariel P. Cannon
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
17-0342401/18/2019Claimant(s): Joseph Cothron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
16-0276109/06/2018Claimant(s): Kurt Haney, Robert Staton
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert A. Bettis, David A. Schuler, Robert L Williamson
Hearing Site: Dallas, TX
17-0239508/03/2018Claimant(s): Brian Mulvey
Claimant Lawyers(s): Owen Harnett
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Paul A. Auerbach
Hearing Site: Boston, MA
16-0164704/27/2018Claimant(s): Joseph Reardon
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra D. Parker, Emily M. Altman, Andrew M. Schmertz
Hearing Site: New York, NY
17-0183202/12/2018Claimant(s): Padraig McBrien
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
15-0213611/20/2017Claimant(s): Trust No. 911 A/KA Banco Invex S.A
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Mary Ann Tunick, Donald K. Eckhardt, Robert Alan Meyer
Hearing Site: Houston, TX
Checkmark IconExpungement
17-0044711/15/2017Claimant(s): Brett Clifford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
15-0130410/31/2017Claimant(s): Richard Kosinski
Claimant Lawyers(s): Stephen J. Rodman
Respondent(s): Deutsche Bank Securities., Daniel Ryan, Eric Philippi
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Ericka B. Gray, James R. Collins, Merriann Panarella
Hearing Site: Boston, MA
Checkmark Icon$0

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