| 07-03578 | 12/16/2008 | Claimant(s): Maria Alcoreza
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Leonard & Company
Respondent Lawyers(s): Dennis J. Levasseur
Arbitrator(s): Patrick R. Sughroue, Eugene Kenneth Laporte, Anthony W. Candela
Hearing Site: Detroit, MI
|  | $155,415 |
| 08-00291 | 12/05/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dewey Steffen
Respondent Lawyers(s): Gregory J. Boulahanis
Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski
Hearing Site: Detroit, MI
| | |
| 08-01418 | 11/20/2008 | Claimant(s): Steven Lare
Claimant Lawyers(s): Steven R. Lare
Respondent(s): Joseph Klein, The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Burton L. Ansell
Hearing Site: Detroit, MI
| | $0 |
| 08-02827 | 11/17/2008 | Claimant(s): Beverly Pirtle, Roger Pirtle
Claimant Lawyers(s): Scott L. Silver
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Martin B. Breighner
Hearing Site: Detroit, MI
| | |
| 07-00438 | 11/13/2008 | Claimant(s): Dan Emmerich, James Gill, Larry Vollmer, Scott Elliot
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Terry Moffatt, Sigma Financial Corporation
Respondent Lawyers(s): David M. Foster, Gary D. Saretsky
Arbitrator(s): Michael D. Patterson, Roland L. Olzark, William C. Alsover
Hearing Site: Detroit, MI
| | $0 |
| 08-00846 | 10/29/2008 | Claimant(s): Jyoti Shah
Claimant Lawyers(s): Jyoti A. Shah
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | $0 |
| 07-00601 | 09/26/2008 | Claimant(s): Patrick Fitzpatrick
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Cathy Dickens, Natcity Investments.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Burton L. Ansell, Charlotte K. Varzi
Hearing Site: Detroit, MI
| | $0 |
| 07-03467 | 09/08/2008 | Claimant(s): Timothy Collins
Claimant Lawyers(s): Joel H. Kaufman
Respondent(s): David White, Inter Securities.
Respondent Lawyers(s): Joseph H. Spiegel, Susan D. Duff
Arbitrator(s): Stewart C.W. Weiner
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 07-03155 | 08/25/2008 | Claimant(s): Martin Cooper
Claimant Lawyers(s): C. William Bair
Respondent(s): Securities Services Network.
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Tracy L. Allen, Conrad W. Koski, Richard E. Zuckerman
Hearing Site: Detroit, MI
| | |
| 02-05828 | 08/18/2008 | Claimant(s): Larry Thompson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kevin Grunawalt, Carillon Investments.
Respondent Lawyers(s): David A. Baugh, Gary M. Saretsky
Arbitrator(s): Patrick R. Sughroue, Joseph H. Mizzi, Lee Hornberger
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
