| 09-03574 | 11/15/2010 | Claimant(s): Larry Garon, Lori Garon
Claimant Lawyers(s): Gavin J. Fleming
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Marvin I. Horowitz, Corby A. Kiss, James L. Karpen
Hearing Site: Detroit, MI
|  | $0 |
| 09-05084 | 11/10/2010 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Mark Davis
Respondent Lawyers(s): Richard L. Bolhouse
Arbitrator(s): John R. Main
Hearing Site: Detroit, MI
| | |
| 09-04441 | 11/10/2010 | Claimant(s): Ann Harris
Claimant Lawyers(s): Irwin Stein
Respondent(s): Adam McCausland, Charles Schwab & Co.., Terrance Turpin
Respondent Lawyers(s): Amanda A. Kill
Arbitrator(s): John A. Hubbard, Matthew W. Schlegel, William P. Thorpe
Hearing Site: Detroit, MI
| | $300 |
| 10-00245 | 11/09/2010 | Claimant(s): James Quigg
Claimant Lawyers(s): James Quigg
Respondent(s): Fifth Third Securities., M. Games, Ryan Anderson
Respondent Lawyers(s): Elisabeth M. Von Eitzen, Ryan Anderson
Arbitrator(s): James Patrick Graven
Hearing Site: Detroit, MI
| | $142 |
| 09-06653 | 11/01/2010 | Claimant(s): Georgiann Henritzy, Georgiann G. Henritzy Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Roland
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Stephen D. Arkwright, Barbara A. Johannessen, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | $0 |
| 10-00761 | 11/01/2010 | Claimant(s): Keith Brodkorb
Claimant Lawyers(s): Meghan W. Cassidy
Respondent(s): Joseph Kelly, Prudential Securities
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Robert J. Scafuri, James L. Karpen, Ann W. Hartmann
Hearing Site: Detroit, MI
| | $0 |
| 08-03380 | 10/28/2010 | Claimant(s): James Beach, Marilyn Beach
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Mark Harper, Richard Coskey, Bentley-lawrence Securities.
Respondent Lawyers(s): Dennis J. Levasseur, Mark F. Harper, Marvin I. Horowitz
Arbitrator(s): Diane Catherine Tietmeyer, A. Robert Stevenson, Phillip I. Levin
Hearing Site: Detroit, MI
| | $180,000 |
| 09-04057 | 10/21/2010 | Claimant(s): Lynette Cromwell
Claimant Lawyers(s): Lynette Cromwell
Respondent(s): Anthony Provenzano, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Clarence L. Pozza
Arbitrator(s): Barbara A. Johannessen, Roland L. Olzark, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $10,000 |
| 09-02966 | 10/13/2010 | Claimant(s): Karen Smaza, Paul Smaza
Claimant Lawyers(s): Jan E. Slotnick
Respondent(s): Fifth Third Bank, Fifth Third Securities.
Respondent Lawyers(s): Elisabeth M. Von Eltzen
Arbitrator(s): Edward M. Olson, Martin I. Reisig, JoAnn Marino
Hearing Site: Detroit, MI
| | $0 |
| 10-00026 | 10/12/2010 | Claimant(s): Paul Moore
Claimant Lawyers(s): Paul Moore
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
