| 10-03756 | 06/03/2011 | Claimant(s): Adam Tymrakiewicz, Rosemarie Tymrakiewicz
Claimant Lawyers(s): Stephen R. Baylerian
Respondent(s): Jason Mutascio, Brewer Financial Services
Respondent Lawyers(s): Adam Erickson, President, Jason Michael Mutascio
Arbitrator(s): Martin I. Reisig
Hearing Site: Detroit, MI
|  | $64,225 |
| 10-05162 | 05/23/2011 | Claimant(s): James Quincy Steigelman
Claimant Lawyers(s): James Q. Steigelman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | $10,590 |
| 10-05043 | 05/20/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Linda Lawson
Respondent Lawyers(s): Linda S. Lawson
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
| | |
| 10-01093 | 05/06/2011 | Claimant(s): Evelyn Kesler, Evelyn Kesler Revocable Living Trust
Claimant Lawyers(s): David M. Foster
Respondent(s): Robert Hardies, Sigma Financial Corporation
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): John P. Gouttiere, Peter J. Henning, William C. Alsover
Hearing Site: Detroit, MI
| | $0 |
| 10-00208 | 04/21/2011 | Claimant(s): Joann Kersten, Paulus Kersten
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): David Smolarek, Mutual Service Corporation
Respondent Lawyers(s): Daniel W. Rucker
Arbitrator(s): Diane Catherine Tietmeyer, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
| 10-04363 | 04/20/2011 | Claimant(s): Ismail Jamoua
Claimant Lawyers(s): Ismail Jamoua
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | |
| 10-03028 | 03/29/2011 | Claimant(s): Ellis Liddell
Claimant Lawyers(s): Ellis Nurogar Liddell
Respondent(s): Margaret Griffith
Respondent Lawyers(s): Margaret Griffith
Arbitrator(s): Jay B. MacKenzie, William P. Thorpe, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | Expungement |
| 09-03947 | 03/28/2011 | Claimant(s): Joel Lagore
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): David Vallie, Citigroup Global Markets., Morgan Stanley, Morgan Stanley & Co., Terrence Andrysiak
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Harvey Frank, Mark Wietchy, William P. Thorpe
Hearing Site: Detroit, MI
| | |
| 09-05805 | 03/18/2011 | Claimant(s): Barbara Golds, Jack Golds IRA, Jack Golds, Roth IRA
Claimant Lawyers(s): David M. Foster
Respondent(s): LPL Financial LLC, David Steckler, Legent Clearing, Linsco/Private Ledger Corp
Respondent Lawyers(s): Christopher H. Tovar, David H. Jarvis, James E. Roach
Arbitrator(s): Larry C. Kreul, Jacqueline R. Fox, Michael George Kelly
Hearing Site: Detroit, MI
| | $175,000 |
| 09-04182 | 03/16/2011 | Claimant(s): Nina Howerton
Claimant Lawyers(s): Joni M. Fixel
Respondent(s): Chase Investment Services Corp., Mark Calabrese
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jacqueline R. Fox, Lee Hornberger, Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | |
