| 10-04079 | 12/06/2012 | Claimant(s): Edward Pozan, Judith Pozan
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Sykes, Kirk Kubach, Louis Wright, Mary Kennemur, Paul Chuzi, Paul Richardson, GAH Holdings, JHS Capital Advisors., Pointe Capital.
Respondent Lawyers(s): Donald J. Gunn, Fred N. Knopf, Joseph D. Edmondson
Arbitrator(s): Robert J. Scafuri, Andrew J. Vorbrich, Melody Ann Werner
Hearing Site: Detroit, MI
|  | $0 |
| 11-00664 | 12/03/2012 | Claimant(s): Zelda Gechter
Claimant Lawyers(s): Zelda Gechter
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Ress
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Steven R. Briggs, James L. Karpen, Stephen D Kursman
Hearing Site: Detroit, MI
| | $0 |
| 11-03230 | 11/21/2012 | Claimant(s): Cynthia Flynn, John Flynn
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dominic Sacca, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Roman S. Gribbs
Hearing Site: Detroit, MI
| | $107,379 |
| 11-02488 | 11/15/2012 | Claimant(s): John Boukamp
Claimant Lawyers(s): Marc E. Thomas
Respondent(s): Ted Wasson
Respondent Lawyers(s): Ted D. Wasson
Arbitrator(s): Stephen D. Arkwright, Thomas Anthony Van Tiem, Richard Joseph Rankin
Hearing Site: Detroit, MI
| | Expungement |
| 10-01505 | 11/15/2012 | Claimant(s): Alberto Ferrero, Oingwen Li
Claimant Lawyers(s): Ronald H. Thrash
Respondent(s): Cco Investment Services Corp.
Respondent Lawyers(s): Jarrod D. Shaw
Arbitrator(s): James Patrick Graven
Hearing Site: Detroit, MI
| | $71,725 |
| 12-01090 | 10/24/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Michael Johnson
Respondent Lawyers(s): Michael Joseph Johnson
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 12-02922 | 10/12/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): Dennis Linn
Respondent Lawyers(s): Margaret J. Lockhart
Arbitrator(s): Stuart M. Egrin, Richard E. Michel, Harold Hood
Hearing Site: Detroit, MI
| | |
| 12-00151 | 10/03/2012 | Claimant(s): Dale Schubert
Claimant Lawyers(s): Dale J. Schubert
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | $7,873 |
| 09-04321 | 09/24/2012 | Claimant(s): Christine Monahan, Mark Babb, Michael Monahan
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): H. Beck.
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | $400,000 |
| 10-02408 | 09/20/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): John Mazza
Respondent Lawyers(s): John Mazza
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | |
