| 14-00620 | 02/09/2016 | Claimant(s): Mike Thompson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Michael DeFelice
Respondent Lawyers(s): Michael DeFelice
Arbitrator(s): Martin Brosnan, Benjamin A. Kerner, Carl E. Ver Beek
Hearing Site: Detroit, MI
|  | Expungement |
| 14-02604 | 01/22/2016 | Claimant(s): Daniel Fleming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Anthony Lodati, President
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $241,940 |
| 14-03236 | 01/08/2016 | Claimant(s): Michelle Brown
Claimant Lawyers(s): Howard Wallach
Respondent(s): Cary Stevens, Thomas Salvati, Stevens Investments, The Salvati Insurance Group.
Respondent Lawyers(s): Carey C. Stevensorate Office, David L. Mazur
Arbitrator(s):
Hearing Site: Detroit, MI
| | $256,000 |
| 13-02594 | 01/08/2016 | Claimant(s): Michelle Brown f/k/a Michelle Barksdale
Claimant Lawyers(s): Howard I. Wallach
Respondent(s): Carey Stevens, Thomas Salvati, Interactive Brokers, Stevens Investments, The Salvati Insurance Group.
Respondent Lawyers(s): Carey C. Stevensorate Office, David L. Mazur, John J. Nielands
Arbitrator(s): Barbara A. Johannessen, Martin I. Reisig, Edward William Rich
Hearing Site: Detroit, MI
| | $0 |
| 14-00352 | 12/29/2015 | Claimant(s): Intervest International Equities Corpora
Claimant Lawyers(s): Thomas E. Hayes
Respondent(s): Anthony Manaia
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Joseph R. Papo, Tracy L. Allen, Martin I. Reisig
Hearing Site: Detroit, MI
| | |
| 14-00810 | 12/23/2015 | Claimant(s): Hollis Kelly, Timothy Kelly
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wayne Pirmann, Sigma Financial Corporation
Respondent Lawyers(s): Dennis K. Egan, Max S. Emmer
Arbitrator(s): Patrick R. Sughroue, Raymond Wade Henney, Michele Renee Zinn
Hearing Site: Detroit, MI
| | Expungement |
| 15-01406 | 12/11/2015 | Claimant(s): Kathleen Rock
Claimant Lawyers(s): Kathleen A. Rock
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Lisa Serra
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $300 |
| 15-01357 | 11/11/2015 | Claimant(s): Dustin Leach
Claimant Lawyers(s): Nathaniel R. Wolf
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): D. Michael Kratchman, Patrick R. Sughroue, Richard Edward Rassel
Hearing Site: Detroit, MI
| | |
| 12-00691 | 11/10/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Bradley Lott
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Patrick R. Sughroue, James L. Karpen, William C. Alsover
Hearing Site: Detroit, MI
| | |
| 12-01153 | 11/10/2015 | Claimant(s): Bradley Lott
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s):
Hearing Site: Detroit, MI
| | |
