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FINRA Awards for Kathleen A. Rock

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0140612/11/2015Claimant(s): Kathleen Rock
Claimant Lawyers(s): Kathleen A. Rock
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Lisa Serra
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
Checkmark Icon$300

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