| 14-00218 | 03/30/2015 | Claimant(s): Carlos Gallo, Jeannie Adams-Camblin
Claimant Lawyers(s): Chryssa V. Valletta, Donald L. Kreindler
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Steven N. Ainbinder, Bernard A. Becker, Eugene D. Mirabello
Hearing Site: Miami, FL
| | |
| 14-00431 | 02/27/2015 | Claimant(s): T. S. Del Rosario & S. S. Ramos, Ten Com
Claimant Lawyers(s): Normarie Rodriguez Perez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Steven N. Ainbinder, James Sean Healey, Robert G. Bannon
Hearing Site: San Juan, PR
|  | $0 |
| 14-00054 | 10/22/2014 | Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin
Hearing Site: Miami, FL
| | Expungement |
| 12-04287 | 07/16/2014 | Claimant(s): Luis Soto, Nilda Giraud
Claimant Lawyers(s): Luz Ivette Rivera
Respondent(s): Rafael Colon Ascar, BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Jose A. Sosa Llorens
Arbitrator(s): Steven N. Ainbinder, Martin A. Feigenbaum, Mark David Hunter
Hearing Site: San Juan, PR
| | Expungement |
| 12-04364 | 06/16/2014 | Claimant(s): Carlos Moringlane, Delia Perez
Claimant Lawyers(s): Tomas E. Colon
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Steven N. Ainbinder, Bernard A. Becker, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | Expungement |
| 12-03658 | 05/15/2014 | Claimant(s): Roslyn Hazan
Claimant Lawyers(s): Randall C. Place
Respondent(s): Eli Hazan, Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham, Randall C. Place
Arbitrator(s): Steven N. Ainbinder, Michael Lau, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03843 | 02/11/2014 | Claimant(s): Alejandro Quilez Bonelli
Claimant Lawyers(s): Carlos R. Iguina-Oharriz
Respondent(s): Andres Lewowicz, Hector Gonzalez, Hector Rosario, Jose Casellas, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Ricardo Vazquez, Richard Reiss
Respondent Lawyers(s): Edward J. Heffernan
Arbitrator(s): Steven N. Ainbinder, Daniel P. Lund, Robert J. Bender
Hearing Site: San Juan, PR
| | |
| 12-00906 | 11/14/2013 | Claimant(s): Anthony Magrino, Robin Kratman, Thomas Buchanan
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Jan Scher, PFS Investments.
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Steven N. Ainbinder, Charles Hoffman, Mauricio Arcadier
Hearing Site: Miami, FL
| | $0 |
| 12-01390 | 09/05/2013 | Claimant(s): Elliott Adorno
Claimant Lawyers(s): Pedro J. Espinal
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Steven N. Ainbinder, Todd M. Saunders, Fredrick T.W. Reed
Hearing Site: San Juan, PR
| | Expungement |
| 12-00572 | 12/26/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Diane Hunt
Respondent Lawyers(s): Diane M. Hunt
Arbitrator(s): Steven N. Ainbinder, George G. Kurschner, S. William Gersten
Hearing Site: Boca Raton, FL
| | $0 |
