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FINRA Awards for Elliott Adorno

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0139009/05/2013Claimant(s): Elliott Adorno
Claimant Lawyers(s): Pedro J. Espinal
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Steven N. Ainbinder, Todd M. Saunders, Fredrick T.W. Reed
Hearing Site: San Juan, PR
Checkmark IconExpungement

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