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FINRA Awards for Goldman

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Displaying 41-50 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
05-0055712/04/2008Claimant(s): Daniel Pompilio
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Perry Lee Taylor, Ralph S. Paden, Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0
05-0542211/14/2008Claimant(s): DDIM Holdings, Riverside Holdings, L.L.P.,
Claimant Lawyers(s): William Dahill
Respondent(s): Goldman, Sachs and Company, Sofia Frankel
Respondent Lawyers(s): Michael Dell
Arbitrator(s): Michael Ross, Michael S. Lazan, Doris B. Nathan
Hearing Site: New York, NY
Checkmark Icon$0
04-0348110/30/2008Claimant(s): JAS Holding Corporation, Jeffrey & Lauren Sardis JTWROS, Jeffrey & Lauren Sardis Jt. Ten
Claimant Lawyers(s): Dan Brecher, William F. Dahill
Respondent(s): Goldman, Sachs and Company, Sofia Frankel
Respondent Lawyers(s): Brian F. McDonough, Michael J. Dell
Arbitrator(s): Martin Jay Siegel, Dennis C. Meyerson, Michael S. Perinelli
Hearing Site: New York, NY
Checkmark Icon$3,500,000
05-0574710/23/2008Claimant(s): Goodwill Holdings LDC
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Eric R. Benton
Hearing Site: Houston, TX
Checkmark Icon$0
06-0497110/07/2008Claimant(s): Larry Fullmer
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): George H. Casey, Dorothy B. Strackbein, Mark A. Levy
Hearing Site: Los Angeles, CA
06-0524710/02/2008Claimant(s): Cheryl Symmes
Claimant Lawyers(s): Mark Thomas Sophocles
Respondent(s): Goldman, Sachs and Company, Todd Silaika
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Robert R. Barker, Robert L. Chase, Philip S. Walker
Hearing Site: New York, NY
Checkmark IconExpungement
07-0010705/02/2008Claimant(s): Edward Satlin, Micah Scheinberg
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Jeffrey E. Skogsbergh, Robert Bruce MacDonald, David Nielsen
Hearing Site: Los Angeles, CA
03-0713203/19/2008Claimant(s): Ischemia Research & Education Foundation
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Glenda L. Rhodes, Laurie E. Law, Joan M. Schroeder
Hearing Site: Seattle, WA
Checkmark Icon$0
06-0536503/03/2008Claimant(s): Katherine Griffin, TTEE to Living TRST
Claimant Lawyers(s): Dan Brecher
Respondent(s): Goldman, Sachs and Company, Sofia Frankel
Respondent Lawyers(s): Brian F. McDonough, Michael J. Dell
Arbitrator(s): Bryon P. Fusini, Michael F. Halasz, Jeanne E. Libit
Hearing Site: Washington, DC
Checkmark IconExpungement
06-0438302/12/2008Claimant(s): John Smith
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John F. Fullerton
Arbitrator(s): Thomas E. Haviland, Ronald A. Sirt, Jerome Arthur Connolly
Hearing Site: Chicago, IL

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