| 18-00366 | 07/20/2020 | Claimant(s): Cendrowski Selecky Professional Corp
Claimant Lawyers(s): Jessica Lynn Dagley
Respondent(s): Brent Kalka, David Nissen, Avantax Investment Services.
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Lynn Hirschfeld Brahin, Susan L. Walker, Walter Patrick Giblin
Hearing Site: Chicago, IL
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| 19-03192 | 06/02/2020 | Claimant(s): Rex Emery
Claimant Lawyers(s): Michael Bessette
Respondent(s): AXA Advisors
Respondent Lawyers(s): Lynnette Cortes Mhatre
Arbitrator(s): Susan L. Walker
Hearing Site: Denver, CO
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| 20-00118 | 04/03/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Calvin Kleinmann
Respondent Lawyers(s): Calvin Ray Kleinmann
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
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| 19-01804 | 03/13/2020 | Claimant(s): Todd Gregory
Claimant Lawyers(s): Nathan Lamb
Respondent(s): D.H. Hill Securities, LLLP
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
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| 19-02238 | 03/02/2020 | Claimant(s): Scott Lowe
Claimant Lawyers(s): Frances Menzer
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): Anton L. Hasenkampf
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
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| 19-01721 | 01/16/2020 | Claimant(s): Paul Reider
Claimant Lawyers(s): David A Genelly
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 19-01741 | 01/15/2020 | Claimant(s): Natalie Brinkman
Claimant Lawyers(s): Elizabeth P. Ridley
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Susan L. Walker
Hearing Site: Minneapolis, MN
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| 15-03341 | 01/06/2020 | Claimant(s): Frank Eder
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Neuberger Berman Management LLC, Neuberger Berman Fixed Income, Neuberger Berman Group, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Theodore W. Wrobleski, P J Boylan, Susan L. Walker
Hearing Site: Chicago, IL
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| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
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| 19-00319 | 08/26/2019 | Claimant(s): Kevin Engbers
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Susan L. Walker
Hearing Site: Omaha, NE
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