| 12-03795 | 04/07/2014 | Claimant(s): Susan Gurfein
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Carl Shechter, Edward R. Niederriter, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
|  | $0 |
| 11-02381 | 04/04/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Todd Rubsamen
Respondent Lawyers(s): Todd Rubsamen
Arbitrator(s): Mitchell S. Friedman, John Nino Brenkovich, Richard Gee
Hearing Site: New York, NY
| | $0 |
| 13-00776 | 03/28/2014 | Claimant(s): Alice Gilbert
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
| | $0 |
| 11-01350 | 03/27/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Scott Lasser
Respondent Lawyers(s): Steven M. Feder
Arbitrator(s): Charles G. Michaels, William Louis Anthes, Robert H. Ottesen
Hearing Site: Denver, CO
| | $0 |
| 12-04331 | 03/27/2014 | Claimant(s): Melvin Hall
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Joseph C. Roberts, James A. Vawter, Jerome O. Cohen
Hearing Site: Seattle, WA
| | $0 |
| 13-02470 | 03/26/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Mark Parker
Respondent Lawyers(s): Mark Parker
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | $0 |
| 12-03668 | 03/20/2014 | Claimant(s): Beth Landau
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): William G. Binckes, Raymond Nardo, Annette B. Meyers
Hearing Site: New York, NY
| | $0 |
| 13-00088 | 03/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Anthony Manougian
Respondent Lawyers(s): Anthony Manougian
Arbitrator(s): Alan A. Gray, Richard E. Castiglioni, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
| 13-02157 | 03/19/2014 | Claimant(s): Xing Li
Claimant Lawyers(s): Xing Li
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
| | $11,326 |
| 11-03976 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith barney FA Notes
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Victor Elkind
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Lester G. Stiel, Michael D. Briggs, Alan Joseph Goldstein
Hearing Site: San Diego, CA
| | $0 |
