| 12-04039 | 11/07/2014 | Claimant(s): Zofia Suarez, Gustavo Suarez & Zofia Suarez JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alex J. Rosenthal
Arbitrator(s): Frances D. Sheehy, Arnold I. Loew, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-02913 | 11/04/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Thomas Burt
Respondent Lawyers(s): David B. Gordon
Arbitrator(s): Marie G. Peterson, Barry S. Shanbron, Sylvia D. Stiller
Hearing Site: Boca Raton, FL
| | |
| 13-03451 | 11/04/2014 | Claimant(s): Terry Bennett, Terry C. and Terry M. Bennett Trust
Claimant Lawyers(s): Michael C. Harvell
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Cliff G. Anderson
Arbitrator(s): B. J. Krintzman, Peter Andrew Marx, Dennis James Malloy
Hearing Site: Manchester, NH
| | $0 |
| 13-03560 | 11/04/2014 | Claimant(s): Lawrence Nagel
Claimant Lawyers(s): Lawrence D. Nagel
Respondent(s): Morgan Stanley, Peter Sage
Respondent Lawyers(s): William Hohauser
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
| | $0 |
| 13-00877 | 10/30/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): John K. Wells
Respondent(s): Matthew MacMichael
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Jim Geiger, David Marcus, Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 13-00514 | 10/29/2014 | Claimant(s): H. Peter Petrosky
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Marie G. Peterson, Harold S. Stern, Jay Stewart Zeif
Hearing Site: Boca Raton, FL
| | |
| 14-00054 | 10/22/2014 | Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin
Hearing Site: Miami, FL
| | Expungement |
| 13-00486 | 10/21/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Brian Burns, Christopher Kete, Michael Marchiano, William Shinners
Respondent Lawyers(s): Alan S. Brodherson, Michael S. Kasanoff
Arbitrator(s): Mitchell S. Friedman, Bertrand M. Lanchner, Chris P. Drucker
Hearing Site: Newark, NJ
| | |
| 13-01026 | 10/14/2014 | Claimant(s): Lynda Riker for Estate of Robert Riker
Claimant Lawyers(s): Garry J. Rhoden
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
| | Expungement |
| 12-02080 | 10/08/2014 | Claimant(s): The Arthur E. Strunk Revocable Trust, da
Claimant Lawyers(s): John Hubbard
Respondent(s): Morgan Stanley, Shawn Burr
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Robert J. Scafuri, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | $75,000 |
