| 13-02852 | 04/28/2015 | Claimant(s): Corinne Fond
Claimant Lawyers(s): Jonah A. Toleno
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Andrew R. Livingston
Arbitrator(s): Harvey C. Flodin, Mark R. Lee, Jo-Ann C. Little
Hearing Site: San Diego, CA
| | |
| 13-00463 | 04/16/2015 | Claimant(s): Loveda Anderson
Claimant Lawyers(s): William M. Winkel
Respondent(s): Barbara Zech, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
|  | Expungement |
| 14-01951 | 04/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan D. Berg, Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 14-00518 | 04/10/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Edward Sitton
Respondent Lawyers(s): Edward R. Sitton
Arbitrator(s): Patricia G. Parthe
Hearing Site: Phoenix, AZ
| | |
| 14-01099 | 04/08/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Douglas Gill
Respondent Lawyers(s): Douglas Joseph Gill
Arbitrator(s): Jane A. Smith
Hearing Site: Washington, DC
| | |
| 13-00885 | 04/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Michael J. Fish, Nancy A. Yonge, Leonard Jeffrey Stecklow
Hearing Site: San Francisco, CA
| | |
| 14-00551 | 03/27/2015 | Claimant(s): Angela Aliano
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Walter D. Goldsmith, J.D.
Hearing Site: New York, NY
| | |
| 14-02222 | 03/27/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Dunbar
Respondent Lawyers(s): Robert J Dunbar
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
| | |
| 12-00586 | 03/23/2015 | Claimant(s): Cynba International.
Claimant Lawyers(s): Anthony Paesano
Respondent(s): Harvey Gammage, Morgan Stanley
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Lee Hornberger, Eugene Halsey Bosart
Hearing Site: Detroit, MI
| | $0 |
| 12-04362 | 03/20/2015 | Claimant(s): Richard Faherty
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): Joseph Accardi, Morgan Stanley, Ruven Rodriguez
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Daniel B. Berkson, Howard L. Sobel, Ellen R. Badinelli
Hearing Site: New York, NY
| | Expungement |
