14-02847 | 10/29/2015 | Claimant(s): John Biltgen Claimant Lawyers(s): Daniel Osborn Respondent(s): Charles Sheridan, Justin Jenniges, Morgan Stanley Respondent Lawyers(s): Brian C. Hale Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA
| | $44,400 |
14-01159 | 10/22/2015 | Claimant(s): Roberta Heid Claimant Lawyers(s): Matthew R. Skolnik Respondent(s): Jeremy Lambert, Morgan Stanley Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Marian Smith Glenn, Nickolas F. Monteforte, Jan Elaine Christopher Hearing Site: Wilmington, DE
| | Expungement |
13-02751 | 10/21/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Timothy N. Will Respondent(s): Travis Shannon Respondent Lawyers(s): Travis Sherwood Shannon Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA
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13-03332 | 10/16/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Schmidt Respondent(s): David Seigerman Respondent Lawyers(s): David A. Seigerman Arbitrator(s): Bernard M. Levine, Ariel Berschadsky, Roland E. Wyatt Hearing Site: Newark, NJ
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14-01878 | 10/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Daniel Kitchen Respondent Lawyers(s): Daniel Kitchen Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA
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14-00028 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Steve Sung Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Howard A. Emirhanian, A. Joel Klein, Michael M. Perrigue Hearing Site: Los Angeles, CA
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15-01213 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Respondent Lawyers(s): Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL
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12-01523 | 10/06/2015 | Claimant(s): Mary Ramsey, The Mary A. Ramsey Living Trust Claimant Lawyers(s): Mary A. Ramsey Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Amanda M. Cole, Mimi B. Osiason, Pamela Jeanne Rush Hearing Site: Jacksonville, FL
| | Expungement |
15-00977 | 09/22/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Respondent Lawyers(s): Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX
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14-01387 | 09/21/2015 | Claimant(s): Tracy Chen Claimant Lawyers(s): Laura Sullivan Respondent(s): Morgan Stanley Respondent Lawyers(s): Trish M. Higgins Arbitrator(s): James D. Knotter, June McLaughlin, Steven H. Gentry Hearing Site: Los Angeles, CA
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