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FINRA Awards for Travis Sherwood Shannon

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0275110/21/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Travis Shannon
Respondent Lawyers(s): Travis Sherwood Shannon
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA

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