| 18-00434 | 02/26/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joshua Bliss
Respondent Lawyers(s): Joshua Christopher Bliss
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
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| 18-02528 | 02/08/2019 | Claimant(s): Dale Grubb
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): William E. Schneider
Hearing Site: Orlando, FL
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| 18-03364 | 02/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Helen Andrews
Respondent Lawyers(s): Helen Thomasine Andrews
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 18-01889 | 02/01/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Justin Harris
Respondent Lawyers(s): Justin J. Harris
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 18-02274 | 01/30/2019 | Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 17-02673 | 01/29/2019 | Claimant(s): Estate of Henrietta H. Forcanser
Claimant Lawyers(s): John P. Dell'Italia
Respondent(s): Morgan Stanley, Philip Yellovich
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Joseph J. Dougherty, Robert C. Scanlan, Laura A. Kaster
Hearing Site: Philadelphia, PA
|  | $0 |
| 18-02115 | 01/18/2019 | Claimant(s): Jason Traino
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
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| 17-03250 | 01/18/2019 | Claimant(s): Devonne Kjellsen, Janet Kjellsen
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN
| | $0 |
| 17-01706 | 01/16/2019 | Claimant(s): Joseph Collins, The Joseph L. Collins Rollover IRA
Claimant Lawyers(s): Joseph L. Collins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Maurice M. Feller, Gayle B. Carlson, Christopher William Crowley
Hearing Site: Tampa, FL
| | Expungement |
| 18-01521 | 01/15/2019 | Claimant(s): Kirk Gravelle
Claimant Lawyers(s): Craig Stein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Richard S. Zaifert, Susan Dawson, Ralph Kennedy Frasier
Hearing Site: Jacksonville, FL
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