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FINRA Awards for Morgan Stanley

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Displaying 121-130 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0257810/21/2022Claimant(s): Jeffrey Blum
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
19-0089310/18/2022Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Deblasio
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): George G. Kurschner, Lawrence Robert Gould, Theodore Roy Bayer
Hearing Site: Boca Raton, FL
22-0035610/14/2022Claimant(s): Adrian Lorenzo, David Burg
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
21-0295409/23/2022Claimant(s): Tara Schutz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Maya Steinitz
Hearing Site: Chicago, IL
22-0013509/09/2022Claimant(s): Charles Crilly
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Samuel H. Chorches, Steven R. Rolnick, John B. Dew
Hearing Site: Hartford, CT
22-0045709/07/2022Claimant(s): Alfred Macli
Claimant Lawyers(s): Robert Loventhal
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Fred W. Miller
Hearing Site: Philadelphia, PA
Checkmark Icon$0
21-0265808/26/2022Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): John Baer
Respondent Lawyers(s): John Charles Baer
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
21-0074908/15/2022Claimant(s): Marvin Bachman, Yvonne Bachman
Claimant Lawyers(s): Kyle Kulzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): John P. Cullem, Maurice M. Feller, Geoffrey Paul Nuckolls
Hearing Site: Tampa, FL
Checkmark IconExpungement
22-0098708/02/2022Claimant(s): Trevor Fried
Claimant Lawyers(s): Amrit P Singh
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
19-0154207/26/2022Claimant(s): Alpha Quantum LLC c/o Jose Michelen
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Steven Gerard Goerke, Jane A. Smith, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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