| 10-03779 | 11/23/2011 | Claimant(s): Cynthia A. Osofsky and R. Sidney Osofsky
Claimant Lawyers(s): R. Sidney Osofsky
Respondent(s): Bridget Shaw, Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): John F. Allgood
Hearing Site: Columbia, SC
|  | $0 |
| 11-01360 | 11/22/2011 | Claimant(s): Cheryl Horrigan-Happy
Claimant Lawyers(s): Fred H. Freeman
Respondent(s): Joseph Girardin, Morgan Stanley
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
| | $163 |
| 10-04208 | 11/21/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eli Kirschner
Respondent(s): Christian Habitz
Respondent Lawyers(s): Sarah Allison
Arbitrator(s): David A. Youngerman
Hearing Site: Chicago, IL
| | $0 |
| 10-05343 | 11/21/2011 | Claimant(s): M. Johnson
Claimant Lawyers(s): J. Noland Franz
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Katherine M. Harmeyer, Amy L. Wachs, Aryka Steele Radke
Hearing Site: Phoenix, AZ
| | $148,990 |
| 10-02979 | 11/18/2011 | Claimant(s): Robert Stafford
Claimant Lawyers(s): Paul S. Chan, Roger H. Foster
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Elliott Zachary Seff, Willard H. Altman, Chuba B. Abaelu
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04572 | 11/15/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Jay Korff
Respondent Lawyers(s): Andrea Mobilia
Arbitrator(s): Roger L. Crossland
Hearing Site: Boston, MA
| | $0 |
| 09-06200 | 11/04/2011 | Claimant(s): Michael Padilla, PTC Acquisitions
Claimant Lawyers(s): David Darnell
Respondent(s): Citigroup Global Markets., Morgan Stanley, Nat Di Carlo, Robert Martensen, Smith Barney, Smith Barney Consulting Group, The Catalina Group
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Dorothy B. Strackbein, David W. Dresnick, Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
| 10-03414 | 10/31/2011 | Claimant(s): Jack McClure, Phyllis McClure, Jack McClure Jr., Individual Retirement, Phyllis D. McClure IRA
Claimant Lawyers(s): Kurtis J. Ward
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jan Preece Gaddis, Wilburta Ann Willey, Vicki J. Limas
Hearing Site: Oklahoma City, OK
| | $57,335 |
| 10-02151 | 10/27/2011 | Claimant(s): Bernard Millis
Claimant Lawyers(s): Bernard Millis
Respondent(s): Frederick Wagner, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, James Fruehling, Robert C. Scanlan
Hearing Site: Philadelphia, PA
| | $0 |
| 10-04822 | 10/26/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Amarjeet Singh
Respondent Lawyers(s): Amarjeet Singh
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
| | $0 |
