Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03315 | 06/08/2020 | Claimant(s): Steven Southworth Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY | ||
| 19-02662 | 04/30/2020 | Claimant(s): Brian Groh Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-03362 | 04/30/2020 | Claimant(s): Matthew Wilson Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Marilyn R. Lewis Hearing Site: Denver, CO | ||
| 19-02191 | 03/16/2020 | Claimant(s): David Sipe Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 19-02275 | 03/13/2020 | Claimant(s): David Sipe Claimant Lawyers(s): Frances Menzer Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 19-01806 | 03/06/2020 | Claimant(s): Steven Southworth Claimant Lawyers(s): Frances Menzer Respondent(s): Cowen and Company Respondent Lawyers(s): Steven Cohen Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 19-02238 | 03/02/2020 | Claimant(s): Scott Lowe Claimant Lawyers(s): Frances Menzer Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): Anton L. Hasenkampf Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 19-01688 | 02/28/2020 | Claimant(s): Steven Southworth Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 19-01536 | 02/05/2020 | Claimant(s): Tiffany Wright Claimant Lawyers(s): Frances Menzer Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-00315 | 02/03/2020 | Claimant(s): Michael Bakos Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie Blickenstaff Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA |