| 21-02401 | 08/16/2022 | Claimant(s): Jimmy Woollen, Stephanie Woollen
Claimant Lawyers(s): Amy L.B. Hill
Respondent(s): Andrew Hall, Cindy Chiellini, Ricky Mantei, Centaurus Financial., J.P. Turner & Company
Respondent Lawyers(s): James C. Cosby, Jonathan Cole, Steven E. Mellen
Arbitrator(s): Mimi B. Osiason, Christopher Cecil Lamb, John G. Shamp
Hearing Site: Columbia, SC
|  | Expungement |
| 21-02366 | 04/01/2022 | Claimant(s): James Davis
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Securities America., Centaurus Financial.
Respondent Lawyers(s): Gregory M. Curley, Michael West
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | |
| 21-00082 | 12/16/2021 | Claimant(s): James Bales
Claimant Lawyers(s): James Cosby
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Edward R. Hipp, Lita S Menkin, Gordon M. Wase
Hearing Site: Norfolk, VA
| | |
| 21-00017 | 09/23/2021 | Claimant(s): Raymond Jallow
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Edith N. Dinneen, Robert B. Hansohn, Loreta Azarian
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 20-02633 | 07/02/2021 | Claimant(s): Brian Vosberg
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | |
| 20-03123 | 06/16/2021 | Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 20-01486 | 05/27/2021 | Claimant(s): Orion Willis
Claimant Lawyers(s): Jennifer P. Ferrar
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael T. West
Arbitrator(s): Roger A. Geddes
Hearing Site: Phoenix, AZ
| | |
| 20-03122 | 05/27/2021 | Claimant(s): Calvin Halterman
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): LPL Financial LLC, Centaurus Financial.
Respondent Lawyers(s): Bryan Gless, Kelsey Vasko
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | |
| 20-02090 | 05/20/2021 | Claimant(s): Kelley Slaught
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Paul King
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | |
| 20-02988 | 03/11/2021 | Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Mike West
Arbitrator(s): Edith N. Dinneen
Hearing Site: Los Angeles, CA
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