| 14-00218 | 03/30/2015 | Claimant(s): Carlos Gallo, Jeannie Adams-Camblin
Claimant Lawyers(s): Chryssa V. Valletta, Donald L. Kreindler
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Steven N. Ainbinder, Bernard A. Becker, Eugene D. Mirabello
Hearing Site: Miami, FL
| | |
| 14-00821 | 02/18/2015 | Claimant(s): Ileana Platt, Rafael Urquidi
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jerrold Levine, Andrea R. Jacobs, Glenn Franklin Fuller
Hearing Site: Miami, FL
| | |
| 11-01562 | 04/21/2014 | Claimant(s): Barbara Lebovitz
Claimant Lawyers(s): Scott J. Link
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Randy R. Freedman, William W. Bride, Gerald M. Siegel
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-00601 | 01/16/2014 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Ian Lowitt, Martin Courage, Mitchell Cox, Preston McSwain, Stephen Houston, Thomas Kalaris, Barclays Bank PLC
Respondent Lawyers(s): David G. Russell, Lisa G. Arrowood
Arbitrator(s): Christine Armstrong, Tom L. Peterson, Steven S. Manos
Hearing Site: Boston, MA
| | |
| 11-01014 | 06/14/2013 | Claimant(s): Albert Haynesworth
Claimant Lawyers(s): Philip N. Elbert
Respondent(s): Citigroup Global Markets., John Verble
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jeffrey M. Bain, Darrell A. Hillis, D. Bruce Shine
Hearing Site: Nashville, TN
| | $390,000 |
| 11-04068 | 11/29/2012 | Claimant(s): Edward Laborio
Claimant Lawyers(s): Edward Laborio
Respondent(s): Robert Myers, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Laila Asmar Folk, Elena G. Rodriguez, Adrienne Elizabeth Rowles
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 09-07024 | 05/30/2012 | Claimant(s): Eric Snyder, Barbara G. Snyder and Eric P. Snyder
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Michael J. Ahlstrom, Clare R. Goldfarb, Jeannie B. Wright
Hearing Site: Atlanta, GA
| | Expungement |
| 10-04499 | 03/20/2012 | Claimant(s): Keith Wagner
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Clare R. Goldfarb, Sabrina Raquel Scott, John H. Beach
Hearing Site: Atlanta, GA
| | |
| 10-01143 | 09/26/2011 | Claimant(s): Gerald L. Smolensky
Claimant Lawyers(s): Eliot Goldstein
Respondent(s): Neuberger Berman
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Robert J. Morris, Gary L. Hodge, Elwin Lawrence Saviet
Hearing Site: Tampa, FL
| | $109,000 |
| 10-04673 | 09/23/2011 | Claimant(s): Bruce D. Angiolillo and Carol Angiolillo
Claimant Lawyers(s): Mitchell Berns
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Susan Mills Richmond, Zuhayr A. Moghrabi, Erica Bunin
Hearing Site: New York, NY
| | $1,125,140 |
