| 17-00881 | 12/07/2017 | Claimant(s): Alvin Sanders
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
| | |
| 15-01067 | 10/04/2017 | Claimant(s): Hugh Cotter, Susan Coghlan
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Ralph L. Jacobson, David Martin Achterkirchen, Robert Mallin Hirsch
Hearing Site: San Francisco, CA
|  | Expungement |
| 16-01613 | 06/22/2017 | Claimant(s): Jan Larson, Tab Larson, Estate of Kari Lyn Larson
Claimant Lawyers(s): James B. Luers
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Steven Meyrich, Marilyn R. Lewis, John R. Loss
Hearing Site: Omaha, NE
| | $440,158 |
| 15-01270 | 06/20/2017 | Claimant(s): Sally Boyle
Claimant Lawyers(s): Sally J. Boyle
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Sharon L. Monroe, Catherine Stewart, John Francis Markuns
Hearing Site: Manchester, NH
| | |
| 16-02107 | 05/05/2017 | Claimant(s): Velma Lockley
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 15-02834 | 02/07/2017 | Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 15-02852 | 12/06/2016 | Claimant(s): George Fradette, Irene Fradette
Claimant Lawyers(s): Richard E. Fradette
Respondent(s): Ameriprise Financial Services., Michael Humphries
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | Expungement |
| 16-00768 | 11/11/2016 | Claimant(s): Sandra Black
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Ameriprise Financial Services., Leon Carter
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $0 |
| 16-00925 | 10/24/2016 | Claimant(s): Clotilda Ware, Eugene J. Ware
Claimant Lawyers(s): Eugene J. Ware
Respondent(s): Joseph Colell
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
| | $325 |
| 16-00218 | 10/19/2016 | Claimant(s): Sophie Shen
Claimant Lawyers(s): Sanford F. Remz
Respondent(s): Christopher Moschella, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Amy Lampert, Gene M. Bauer, John Francis Markuns
Hearing Site: Boston, MA
| | Expungement |
