Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02978 | 11/17/2016 | Claimant(s): Deborah Hawkins, James Hawkins Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): William Mann Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL |  | $0 |
| 15-01506 | 11/08/2016 | Claimant(s): Barbara Carney, Leroy Carney Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald S. Green, Jonathan H. Krotinger, Philip Aaron Tymon Hearing Site: Reno, NV | | $0 |
| 15-03376 | 10/31/2016 | Claimant(s): Kevin Meyer Claimant Lawyers(s): Arthur S. Leider Respondent(s): TD Ameritrade. Respondent Lawyers(s): Michael T. West Arbitrator(s): Mark R. Lee, Katherine Jane Morris, Steven A. Fox Hearing Site: San Diego, CA | ||
| 14-03206 | 10/28/2016 | Claimant(s): Paul Levy Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Mark S. Foster, Thomas B. Phillips, Michael D. Fitzgerald Hearing Site: Kansas City, MO | | $0 |
| 16-00520 | 09/30/2016 | Claimant(s): Daniel Conidi Claimant Lawyers(s): Ronald M. Amato Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon Schopf Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | | $600 |
| 14-03194 | 09/08/2016 | Claimant(s): Douglas Caron Claimant Lawyers(s): Douglas R. Caron Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Michael Clear Arbitrator(s): James M. Shaker, Scott D. Rash, Akili Lucilla Estrella Hearing Site: Seattle, WA | | $0 |
| 14-02409 | 08/30/2016 | Claimant(s): Victor Piro Claimant Lawyers(s): Victor C. Piro Respondent(s): TD Ameritrade. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Hearing Site: Baltimore, MD | | $0 |
| 16-00171 | 08/18/2016 | Claimant(s): Edward Cohen, Judith Cohen Claimant Lawyers(s): Edward Cohen Respondent(s): Andrew Black, Daniel Digilio, TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Nickolas F. Monteforte Hearing Site: Boston, MA | | $0 |
| 16-00630 | 08/02/2016 | Claimant(s): Estate of Linda Polley Claimant Lawyers(s): R. Douglas Collier Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Thomas D. Reese Hearing Site: Seattle, WA | | $425 |
| 16-00391 | 07/26/2016 | Claimant(s): Edward Alston Claimant Lawyers(s): Edward D. Alston Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA | | $0 |