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FINRA Awards for R. Douglas Collier

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0063008/02/2016Claimant(s): Estate of Linda Polley
Claimant Lawyers(s): R. Douglas Collier
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Thomas D. Reese
Hearing Site: Seattle, WA
Checkmark Icon$425

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