Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01041 | 12/29/2021 | Claimant(s): Brian O'Neil Claimant Lawyers(s): Jeffrey R. Thomas Respondent(s): Triad Advisors LLC Respondent Lawyers(s): James V. Noblett Arbitrator(s): Richard M. Reider, Steven Meyrich, Mari C. Bush Hearing Site: Denver, CO | ||
| 21-00449 | 11/12/2021 | Claimant(s): Jude Offiah Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Woodbury Financial Services., Tandem Securities. Respondent Lawyers(s): James V. Noblett, Kristopher Miller Arbitrator(s): Lynne M. Gomez Hearing Site: Oklahoma City, OK | ||
| 20-04108 | 08/13/2021 | Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE | ||
| 20-04107 | 08/11/2021 | Claimant(s): Richard Braverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-03207 | 07/20/2021 | Claimant(s): Scott Fitzgerald Claimant Lawyers(s): Louis Tambaro Respondent(s): Royal Alliance Associates., Vanderbilt Securities Respondent Lawyers(s): Charles M. O'Rourke, James V. Noblett Arbitrator(s): Eugene G. P. Byrne Hearing Site: New York, NY | ||
| 20-02416 | 04/19/2021 | Claimant(s): Paul Largo Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Jay Alan Kranis Hearing Site: Jersey City, NJ | ||
| 20-03062 | 04/14/2021 | Claimant(s): Robert Ferrari Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 20-02816 | 04/09/2021 | Claimant(s): John Moriarty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Securities Incorporated Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert J. Scafuri Hearing Site: St. Louis, MO | ||
| 20-02554 | 03/15/2021 | Claimant(s): Becky Mathre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX |