| 21-00988 | 01/07/2022 | Claimant(s): Bettie Sam, Sidney Sam
Claimant Lawyers(s): Bettie Jean Sam
Respondent(s): Angela Leister, Elias Davis, Erin Minerd, J.P. Morgan Securities, Matthew Simpson, Robert Weiss, Wayne White
Respondent Lawyers(s): Ali I. Haque, Michael A. Gross
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
|  | $300 |
| 21-00927 | 12/10/2021 | Claimant(s): Eric Abbott
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL
| | |
| 20-03085 | 11/12/2021 | Claimant(s): Samuel Izaguirre
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, Chase Investment Services Corp.
Respondent Lawyers(s): Michael A. Gross, Sara B. Davis
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 20-02338 | 10/20/2021 | Claimant(s): Suzanne Spaner
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert H. Putnam, Gary J. Leshaw, Arthur Cullen Hammond
Hearing Site: Atlanta, GA
| | Expungement |
| 19-00440 | 10/12/2021 | Claimant(s): Sheila Schwartz
Claimant Lawyers(s): David P. Meyer
Respondent(s): Thomas McDonald, McDonald Partners.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): James Dale Ellis, Carol Jean Bader, Kevin Brodar
Hearing Site: Cleveland, OH
| | $360,000 |
| 19-03728 | 07/19/2021 | Claimant(s): Ashraf Banoub Trust DTD 3/16/16
Claimant Lawyers(s): Courtney Werning
Respondent(s): McDonald Partners LLC
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Richard S. Hines, David Arnold
Hearing Site: Cleveland, OH
| | Expungement |
| 20-02610 | 06/04/2021 | Claimant(s): Walter Suarez
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Paul C. Tang
Hearing Site: New York, NY
| | |
| 20-03287 | 02/01/2021 | Claimant(s): John Mazuroski
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | $14,600 |
| 20-00735 | 12/21/2020 | Claimant(s): Daniel Shannon
Claimant Lawyers(s): Michael A. Gross
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 19-00370 | 02/24/2020 | Claimant(s): Byron Minchala
Claimant Lawyers(s): Byron Alexander Minchala
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Richard S. Zaifert, Jack W. Windt, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
| | |
