| 20-03085 | 11/12/2021 | Claimant(s): Samuel Izaguirre
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, Chase Investment Services Corp.
Respondent Lawyers(s): Michael A. Gross, Sara B. Davis
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 20-02338 | 10/20/2021 | Claimant(s): Suzanne Spaner
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert H. Putnam, Gary J. Leshaw, Arthur Cullen Hammond
Hearing Site: Atlanta, GA
|  | Expungement |
| 19-00440 | 10/12/2021 | Claimant(s): Sheila Schwartz
Claimant Lawyers(s): David P. Meyer
Respondent(s): Thomas McDonald, McDonald Partners.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): James Dale Ellis, Carol Jean Bader, Kevin Brodar
Hearing Site: Cleveland, OH
| | $360,000 |
| 19-03728 | 07/19/2021 | Claimant(s): Ashraf Banoub Trust DTD 3/16/16
Claimant Lawyers(s): Courtney Werning
Respondent(s): McDonald Partners LLC
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Richard S. Hines, David Arnold
Hearing Site: Cleveland, OH
| | Expungement |
| 20-02610 | 06/04/2021 | Claimant(s): Walter Suarez
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Paul C. Tang
Hearing Site: New York, NY
| | |
| 20-03287 | 02/01/2021 | Claimant(s): John Mazuroski
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | $14,600 |
| 20-00735 | 12/21/2020 | Claimant(s): Daniel Shannon
Claimant Lawyers(s): Michael A. Gross
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 19-00370 | 02/24/2020 | Claimant(s): Byron Minchala
Claimant Lawyers(s): Byron Alexander Minchala
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Richard S. Zaifert, Jack W. Windt, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
| | |
| 18-01916 | 06/21/2019 | Claimant(s): The Elaine Lynn Revocable Trust, The Melvin Lynn Revocable Trust
Claimant Lawyers(s): Eric M. Jaffe
Respondent(s): J.P. Morgan Securities, Jeremy Rayburn, Vincent Sapienza
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Maria C. Hermida, Betty Chen, Andrew M. Schmertz
Hearing Site: New York, NY
| | $0 |
| 17-02269 | 09/10/2018 | Claimant(s): GWYN I Mack Trust u/a dated 7/30/14
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Steven Below, U.S. Bancorp Investments.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Stephen Conrad Fedota
Hearing Site: Chicago, IL
| | $0 |
