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FINRA Awards for Citigroup Global Markets.

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Displaying 521-530 out of 814 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0380805/26/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jacob Ewart
Respondent(s): Kevin Salk
Respondent Lawyers(s): Kevin Craig Salk
Arbitrator(s): Jeffrey E. Skogsbergh
Hearing Site: Los Angeles, CA
08-0429105/26/2010Claimant(s): The Selan Family Trust dd 8/25/95
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Alan Stamm, Alan M. Rosen, Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
Checkmark Icon$550,880
09-0175705/24/2010Claimant(s): Julie Gerowitz
Claimant Lawyers(s): Charles R. Jacob
Respondent(s): Alan Ulan, Citigroup Global Markets., Michael Lee
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Anthony Marchese, Pamela H. Roderick, David R. Foley
Hearing Site: New York, NY
Checkmark Icon$180,000
09-0048205/24/2010Claimant(s): Joseph M. Fischer Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Barry Goldman, Richard C. Vanden Brul, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0466805/21/2010Claimant(s): Eilenn G. Akers and Gregory R. Akers
Claimant Lawyers(s): Jeffrey Helmann
Respondent(s): Citigroup Global Markets., Jonathan Elyachar
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Henry Tiffany, Stanley H. Labinger, B. John Dill
Hearing Site: Hartford, CT
Checkmark Icon$0
09-0151305/14/2010Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Citigroup Global Markets., Lloyd Millegan
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson
Hearing Site: Portland, OR
Checkmark Icon$0
08-0321205/11/2010Claimant(s): Bruce Spector, Ilene Abramson, Laurence Abramson, Michael Piuze, Abramson Living Trust UAS 4/1/02, The Spector Family Trust U/A/D 08/16/93
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Steven Gourley, Stephen B. Benton, Elliott Zachary Seff
Hearing Site: Los Angeles, CA
Checkmark Icon$1,557,200
09-0106605/07/2010Claimant(s): Peabody House Company Partnership
Claimant Lawyers(s): Kevin S. Murphy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Gerard S. Marsan, June Y. Kilmarx, Pran N. Tiku
Hearing Site: Boston, MA
Checkmark Icon$0
09-0331005/06/2010Claimant(s): Frank Kulbacki
Claimant Lawyers(s): John Kachmarsky
Respondent(s): Citigroup Global Markets., Legg Mason Wood Walker, Robert Phillips
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Fred W. Miller, George F. Adams, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0265905/04/2010Claimant(s): Paulette Resnick
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Myron S. Dunay, Gary Paul Whorton, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
Checkmark Icon$405,950

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