| 09-06045 | 07/06/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Brian Wiegand
Respondent Lawyers(s): Henry Nguyen
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
| | |
| 09-02278 | 07/01/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Anthony Orefice
Respondent Lawyers(s): Robert D. Kraus
Arbitrator(s): James M. Baumann, Patrick J. Howley, Edward W. Morris
Hearing Site: New York, NY
| | |
| 09-00286 | 06/24/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Gregory Kenzik
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Carolyn A. Mann, Preston V. Pumphrey, Alun Hywel Jones
Hearing Site: New York, NY
| | |
| 10-01897 | 06/24/2011 | Claimant(s): Deborah Gandy
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): M. Michael Cramer, David Paul Clark, Lloyd M. Richardson
Hearing Site: Washington, DC
| | |
| 09-04663 | 06/21/2011 | Claimant(s): Robert Bagby
Claimant Lawyers(s): Robert L. Bagby
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas D. Cordell
Arbitrator(s): Eli Bensky, Charles A. Bankston, Maurice J. Fallas
Hearing Site: Houston, TX
| | |
| 10-01893 | 06/16/2011 | Claimant(s): Steven Smith
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring, Jr.
Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson
Hearing Site: Washington, DC
| | |
| 09-06859 | 06/16/2011 | Claimant(s): Dr. Donald Steinberg Revocable Trust
Claimant Lawyers(s): Donald Steinberg
Respondent(s): Citigroup Global Markets., Morgan Stanley, Thomas Konopka
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Stan West
Hearing Site: Boca Raton, FL
|  | Expungement |
| 09-04799 | 06/13/2011 | Claimant(s): Daniel Forer, Loretta Forer
Claimant Lawyers(s): Robert E. Stone
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): David M. Levine
Hearing Site: Miami, FL
| | $0 |
| 09-01121 | 06/09/2011 | Claimant(s): Yasir Sabri
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Christal J. Henner, Carolyn A. Mann, Ivan W. Harper
Hearing Site: New York, NY
| | |
| 09-07044 | 06/09/2011 | Claimant(s): Lois Grumet
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Gary Schwarcz, Citigroup Global Markets.
Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser
Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner
Hearing Site: New York, NY
| | Expungement |
