| 11-00793 | 04/05/2012 | Claimant(s): Elizabeth Dawson
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): Jeffrey R. Roth
Hearing Site: Ft. Lauderdale, FL
|  | Expungement |
| 10-02971 | 03/30/2012 | Claimant(s): John Murphy
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Camille Besold, David M. Levine, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | $250,000 |
| 11-01235 | 03/30/2012 | Claimant(s): David Bloom, Trust, Sara Bloom
Claimant Lawyers(s): Joseph R Sahid
Respondent(s): Arthur Thompson, Citigroup Global Markets.
Respondent Lawyers(s): Compliance Director
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 09-04124 | 03/29/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Cari A. Lewis
Respondent(s): Laura Bougdanos, Peter Bougdanos
Respondent Lawyers(s): Laura l. Bougdanos, Peter F. Bougdanos
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
| 10-04202 | 03/21/2012 | Claimant(s): Karen Papasergiou, Serge Papasergiou
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Alfred H. Kingon, Daniel A. Dolan, Edwin H. Bennett
Hearing Site: New York, NY
| | Expungement |
| 09-05604 | 03/16/2012 | Claimant(s): Lorraine Welch Shaw
Claimant Lawyers(s): Sidney W. Jackson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Dale A. Kaliszeski, Allen J. Krouse, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | $41,300 |
| 08-04100 | 03/14/2012 | Claimant(s): Scott Holt, Tracy Austin
Claimant Lawyers(s): Steven M. Goldberg
Respondent(s): Gary Fournier, Citigroup Global Markets.
Respondent Lawyers(s): Michele R. Fron, William A. Hohauser
Arbitrator(s): Robert D. Sussin, Jon A. Bostrom, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03069 | 03/13/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Breen
Respondent(s): Robert Taddeo
Respondent Lawyers(s): Robert Eugene Taddeo
Arbitrator(s): Stanley H. Labinger
Hearing Site: Hartford, CT
| | $0 |
| 10-00637 | 03/09/2012 | Claimant(s): Bristol Investment Fund, Ltd.
Claimant Lawyers(s): Thomas J. Fleming
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Christine Costigan, Lowell D. Johnston, John Franklin Udochi
Hearing Site: New York, NY
| | $0 |
| 10-00888 | 03/07/2012 | Claimant(s): William Schumacher
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Patricia Gunn, Thomas R. Carlsen, Dennis R. Sullivan
Hearing Site: Tampa, FL
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