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FINRA Awards for Citigroup Global Markets.

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Displaying 241-250 out of 814 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0224404/21/2015Claimant(s): Todd Hoffman
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Jerrold E. Slutzky, Richard S. Zaifert, Martin M. Van Luven
Hearing Site: Tampa, FL
14-0285504/01/2015Claimant(s): Michel Distel and Anne Distel, JTWROS
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
Checkmark Icon$0
14-0237303/12/2015Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Juan Rumayor
Respondent Lawyers(s): Juan Diego Rumayor
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
13-0299503/09/2015Claimant(s): Norman Chesky
Claimant Lawyers(s): Lisa Marks
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
Checkmark Icon$0
13-0342002/05/2015Claimant(s): Paul and Maureen Tangerman
Claimant Lawyers(s): Elissa Germaine
Respondent(s): Citigroup Global Markets., Robert Fallone
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
Checkmark IconExpungement
12-0301401/28/2015Claimant(s): Peter Spinelli
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Linda Ashley, Arthur H. Sobel, Leslie Ruth Nydick
Hearing Site: New York, NY
13-0324301/28/2015Claimant(s): Lynette Anderson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
Checkmark IconExpungement
11-0120301/26/2015Claimant(s): Jeffrey Rogers
Claimant Lawyers(s): Harvey C. Berger
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Timothy B. Del Castillo, Trish M. Higgins
Arbitrator(s): Herbert Murez, Nancy J. Spieczny, Vytas Tarulis
Hearing Site: San Diego, CA
13-0124712/31/2014Claimant(s): The Alice Bilinsky Trust
Claimant Lawyers(s): Alan Kestenbaum
Respondent(s): Deborah Mamber, Dino Carfora, E. Youngberg, Citigroup Global Markets., Julian Frank, Morgan Stanley, Michael Thom, Steven Hart, Steven Sapirstein
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Judith Fields Jurney, Josian Antoine
Hearing Site: New York, NY
Checkmark Icon$0
11-0302412/08/2014Claimant(s): Natasha Jiovino, Route 36 East LLC
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael Fischetti, Micalyn S. Harris, Marvin L. Schuldiner
Hearing Site: Newark, NJ
Checkmark IconExpungement

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