| 16-02889 | 09/28/2017 | Claimant(s): Christopher Stoddard
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
| | |
| 16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group.
Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 16-03217 | 08/21/2017 | Claimant(s): Peter Zubizarreta
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
| | |
| 16-03496 | 08/21/2017 | Claimant(s): Charles Day
Claimant Lawyers(s): Amy B. Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | |
| 16-00740 | 08/10/2017 | Claimant(s): Leonard Suskind
Claimant Lawyers(s): Daniel S. Newman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 16-00079 | 08/10/2017 | Claimant(s): Estate of Louis J. Levy
Claimant Lawyers(s): Richard J. Sillman
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Evonne W.J. Tolbert, John F. Duane, Brooks White
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 15-00321 | 06/22/2017 | Claimant(s): David Murphy
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets., Citicorp Securities Services.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Linda S. Cole, Leslie Ruth Nydick, Anthony Dennis Perri
Hearing Site: New York, NY
| | |
| 16-03262 | 06/09/2017 | Claimant(s): Randall Bodner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Christopher J. Klein
Hearing Site: Miami, FL
| | |
| 16-03135 | 06/01/2017 | Claimant(s): Thomas Alessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Quick & Reilly.
Respondent Lawyers(s): David I. Hantman, Kathryn D. Perreault
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
| | |
| 17-00183 | 05/26/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher Manuel Rodriguez
Respondent(s): James Acosta
Respondent Lawyers(s): James P. Acosta
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
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