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FINRA Awards for Estate of Louis J. Levy

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0007908/10/2017Claimant(s): Estate of Louis J. Levy
Claimant Lawyers(s): Richard J. Sillman
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Evonne W.J. Tolbert, John F. Duane, Brooks White
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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