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FINRA Awards for Citigroup Global Markets.

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Displaying 181-190 out of 814 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0337112/22/2017Claimant(s): Fillip Gershon
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
17-0104912/01/2017Claimant(s): R. Mark Castle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
17-0045711/30/2017Claimant(s): Mark Schulten
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
17-0175911/30/2017Claimant(s): Terry Zickerman
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
17-0253211/27/2017Claimant(s): Kenneth Wise
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
17-0171711/17/2017Claimant(s): Michael Prokop
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
17-0053310/31/2017Claimant(s): Mark Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
17-0004010/16/2017Claimant(s): Mark Soukup
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
17-0040210/02/2017Claimant(s): Andrew Rieger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Chan Nam, David I. Hantman
Arbitrator(s): Olivia Milbank Farrar
Hearing Site: Washington, DC
17-0055009/29/2017Claimant(s): Mark Graham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA

814 Results

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