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FINRA Awards for Fillip Gershon

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0337112/22/2017Claimant(s): Fillip Gershon
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
16-0336609/12/2017Claimant(s): Fillip Gershon
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Smitham
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ

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