| 17-01297 | 07/23/2018 | Claimant(s): Christopher Eriksson
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Citigroup Global Markets., Paul Ulanich
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
|  | $30,000 |
| 18-00427 | 07/18/2018 | Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Bonnie K. Wachtel, Jane C. Carney, Christopher Ryan Moore
Hearing Site: Washington, DC
| | |
| 17-02349 | 06/26/2018 | Claimant(s): Todd Allen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
| | |
| 17-02746 | 06/04/2018 | Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 17-02285 | 05/15/2018 | Claimant(s): Frank Voli
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Muriel Desloovere
Hearing Site: Raleigh, NC
| | |
| 17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms
Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | |
| 16-00815 | 05/02/2018 | Claimant(s): Nicholas Monaghan
Claimant Lawyers(s): Andrew J. Levin
Respondent(s): Morgan Stanley, Citigroup Global Markets., John Graff
Respondent Lawyers(s): Jeremy S. Winer, John Robert Graff
Arbitrator(s): Gordon M. Wase, William W. Lowe, Paul Albert Bechtel
Hearing Site: Philadelphia, PA
| | $0 |
| 17-01843 | 04/27/2018 | Claimant(s): Avinash Daswani
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 17-01983 | 03/29/2018 | Claimant(s): Regina Bernarduci
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Jon D. Kaplon
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | |
| 17-03273 | 03/29/2018 | Claimant(s): Mallory Brenner
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Fern Strauss
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
