Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02056 | 04/12/2012 | Claimant(s): Cygnex Claimant Lawyers(s): Neal Brickman Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Tracy Gerber Arbitrator(s): Muriel Desloovere, Mary T. Hettig, Noel K. Evans Hearing Site: Tampa, FL |  | Expungement |
| 10-01275 | 04/11/2012 | Claimant(s): Frank Ear and Roseann Ear Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney M. Krosse Arbitrator(s): Noel K. Evans Hearing Site: Tampa, FL | | Stipulated Award |
| 11-00252 | 04/10/2012 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): John Mullen Respondent(s): Allen Hegener Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Ronald H. Walton, George K. Beardsley, Kenneth R. Starr Hearing Site: Tampa, FL | ||
| 11-03083 | 03/27/2012 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Michael Hester Respondent Lawyers(s): Michael John Hester Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 10-04290 | 03/22/2012 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Deborah G. Evans Respondent(s): Eric Dishner Respondent Lawyers(s): Eric M. Dishner Arbitrator(s): Bruce K. Isenberg Hearing Site: Tampa, FL | ||
| 10-03530 | 03/09/2012 | Claimant(s): Denise Springer Claimant Lawyers(s): Arthur C. Koski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Matthew Wolper Arbitrator(s): George K. Beardsley, Deborah J. Powell, Charlotte F. Abington Hearing Site: Tampa, FL | ||
| 11-00724 | 03/08/2012 | Claimant(s): Alfred Hoffman Claimant Lawyers(s): Patrick Gaffney Respondent(s): UBS Securities LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Oliver J. Janney, Karl A. Vogeler, James Howell Garrison Hearing Site: Tampa, FL | | $0 |
| 10-00888 | 03/07/2012 | Claimant(s): William Schumacher Claimant Lawyers(s): John R. Kiefner Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Patricia Gunn, Thomas R. Carlsen, Dennis R. Sullivan Hearing Site: Tampa, FL | ||
| 11-00421 | 03/07/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Laura J. Starr Respondent(s): Michael Hester Respondent Lawyers(s): Michael J. Hester Arbitrator(s): Carl Henry Perdue Hearing Site: Tampa, FL | ||
| 10-05215 | 03/05/2012 | Claimant(s): Frances Hannan, Frances A. Hanna Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Wells Fargo Advisors, Patrick Zych Respondent Lawyers(s): Travis R Chapin Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL | | $62,515 |