Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04215 | 05/14/2014 | Claimant(s): Miroslav Mitusina, B&M Precision Claimant Lawyers(s): Scott W. Fitzpatrick Respondent(s): Frederick Rock, Fifth Third Securities. Respondent Lawyers(s): Robert R. Warchola Arbitrator(s): Jerrold E. Slutzky, Russell W. Merriman, Stephen Earl Clark Hearing Site: Tampa, FL |  | Expungement |
| 13-01936 | 04/21/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 13-02414 | 04/15/2014 | Claimant(s): Steliana Torres Claimant Lawyers(s): Steliana Torres Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 12-03284 | 04/15/2014 | Claimant(s): Christa Collins, Justus Essman Claimant Lawyers(s): Adam T. Rabin Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Peter W. Howell, Sara B. Davis Arbitrator(s): Brian G. Mooney, Edith N. Dinneen Hearing Site: Tampa, FL | | Expungement |
| 11-02615 | 04/10/2014 | Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Advanced Equities., First Allied Securities. Respondent Lawyers(s): Peter B. King, Robert Cross Arbitrator(s): William H. Fleece, Deborah J. Powell, Maurice M. Feller Hearing Site: Tampa, FL | ||
| 13-02134 | 04/07/2014 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Hartsook Respondent(s): Perry Landmeyer Respondent Lawyers(s): Perry Jay Landmeyer Arbitrator(s): Alfred Brunette Hearing Site: Tampa, FL | ||
| 13-02188 | 04/07/2014 | Claimant(s): Marcy Miller, Michael Biller Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Anastasios Belesis, George Belesis, Joseph Castellano, John Thomas Financial Respondent Lawyers(s): Dan A. Druz Arbitrator(s): James D. Keeney Hearing Site: Tampa, FL | | $50,425 |
| 13-02761 | 04/04/2014 | Claimant(s): Marc Ballard Claimant Lawyers(s): Marc P. Ballard Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Carole M. Crosby Hearing Site: Tampa, FL | | $213 |
| 13-03247 | 04/03/2014 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol H. Li Respondent(s): Robert Matarazzo Respondent Lawyers(s): Robert John Matarazzo Arbitrator(s): Frank Brenner Hearing Site: Tampa, FL | ||
| 13-02097 | 03/13/2014 | Claimant(s): Carol Barnes Claimant Lawyers(s): Scott Eichhorn Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Henry A. Stiles Arbitrator(s): Russell W. Merriman Hearing Site: Tampa, FL | | $14,050 |