| 10-01469 | 10/26/2010 | Claimant(s): Joseph Vitale and James Vitale
Claimant Lawyers(s): Joseph Vitale
Respondent(s): Mercer Capital Ltd.
Respondent Lawyers(s): Anthony Salino
Arbitrator(s): Murray S. Marsh
Hearing Site: Syracuse, NY
|  | $25,213 |
| 10-01597 | 10/26/2010 | Claimant(s): Eric Anderson
Claimant Lawyers(s): Robert J. McKennon
Respondent(s): Robert Clark, Cullum & Burks Securities.
Respondent Lawyers(s): Robert J. Clark, Steve Burks
Arbitrator(s): Eugene A. Taylor, Michael M. Hachigian, George Frederick Garris
Hearing Site: Los Angeles, CA
| | $543,610 |
| 09-00988 | 10/26/2010 | Claimant(s): Ed Conlin & Associates
Claimant Lawyers(s): Brent A. Lorentz
Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeffrey B. Kelvin, Kirsten Schubert
Arbitrator(s): James A. Lundberg, Richard A. Mosman, Larry N. Litt
Hearing Site: Minneapolis, MN
| | $0 |
| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton
Claimant Lawyers(s): Claire M. Layton
Respondent(s): Wells Fargo Advisors, William Moynihan
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel P. Lund
Hearing Site: Newark, NJ
| | $38 |
| 09-04396 | 10/25/2010 | Claimant(s): David Steiner
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Dexter
Arbitrator(s): Barry Feiden, Mindi R. Parrott, James Anthony Maccaro
Hearing Site: New York, NY
| | $300 |
| 08-03468 | 10/22/2010 | Claimant(s): Elizabeth Navarra, Josephine Liberta, Nina Craig, Rosalie Dalesio, James and Dorothy Visconti, Katherine and William Capewell, Paul and Angela Ortman, Randall and Maryellen Schell, Robert and Dorothy Heck, Steven and Shirley Kulchinsky
Claimant Lawyers(s): E. McCord Clayton
Respondent(s): Ameriprise Financial Services., Jeffrey Southard, GunnAllen Financial.
Respondent Lawyers(s): Brett A. Berman, Jeffery Joseph Southard, Marc Ellis
Arbitrator(s): Dale A. Pope, Kathleen K. Murphy, Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $1,866,900 |
| 09-03856 | 10/22/2010 | Claimant(s): Leo Greenland
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Martin Hunger, Howard L. Sobel, Benjamin L. Anderson
Hearing Site: New York, NY
| | $0 |
| 10-00302 | 10/22/2010 | Claimant(s): Gary Eveatt
Claimant Lawyers(s): Gary Lee Eveatt
Respondent(s): Shaun Verner, Tracie Sunitsch, Bancwest Investment Services.
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): John J. George
Hearing Site: San Francisco, CA
| | $0 |
| 10-01374 | 10/22/2010 | Claimant(s): C. Bruce McCaslin and Loretta McCaslin
Claimant Lawyers(s): C. Bruce McCaslin
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Gerald D. Wygant
Hearing Site: Boise, ID
| | $0 |
| 10-01614 | 10/22/2010 | Claimant(s): Patricia Quirk
Claimant Lawyers(s): David A. Carter
Respondent(s): Ameritas Investment Corp
Respondent Lawyers(s): David Williams
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | $0 |
