| 09-00313 | 01/28/2011 | Claimant(s): George Arzymanow and Christine Arzymanow
Claimant Lawyers(s): Kristin Wilkinson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Payne L. Templeton
Arbitrator(s): Jeff Kilgore
Hearing Site: Houston, TX
|  | $87,350 |
| 09-04731 | 01/28/2011 | Claimant(s): Hildur French
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): James Biddle, The Securities Center.
Respondent Lawyers(s): Karen A. Batcher
Arbitrator(s): Michael R. Mitchell, Jon A. Bostrom, Harris J. Howard
Hearing Site: Los Angeles, CA
| | $35,043 |
| 09-05421 | 01/28/2011 | Claimant(s): Randall Fausak
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Kinchen C. Bizzell, Richard J. Kaplan, Demetrio S. Timban
Hearing Site: New Orleans, LA
| | $107,475 |
| 10-00243 | 01/28/2011 | Claimant(s): Michael Patnode
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Jerry Anderson, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | Expungement |
| 09-06267 | 01/27/2011 | Claimant(s): Arthur Rodriguez
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Edith N. Dinneen, Michael William Landsberg, Oliver J. Janney
Hearing Site: Tampa, FL
| | $0 |
| 09-00381 | 01/26/2011 | Claimant(s): Thomas Meyer
Claimant Lawyers(s): Thomas J. Meyer
Respondent(s): Christopher Bingham, Jean-Michel Robiou, E*Trade Securities LLC, Michael Steinrich
Respondent Lawyers(s): Craig A. Saunders, Meredith A. Felde
Arbitrator(s): Peter Svorinic, Susan E. Maloney, Frank E. Wolf
Hearing Site: Manchester, NH
| | Expungement |
| 09-03541 | 01/26/2011 | Claimant(s): Jonathan Zingeser
Claimant Lawyers(s): Irwin Stein
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Harvey R. Herman
Arbitrator(s): Justine Fischer, Gary L. Vezina, John Robert Oreskovich
Hearing Site: Portland, OR
| | Expungement |
| 09-05976 | 01/25/2011 | Claimant(s): Teresa Garcia-Fernandez
Claimant Lawyers(s): Yuri J. Valenzuela
Respondent(s): Citigroup Global Markets., Raquel Gonzalez Font
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Steven N. Ainbinder
Hearing Site: San Juan, PR
| | $0 |
| 10-00490 | 01/25/2011 | Claimant(s): Vahik Minaiyan
Claimant Lawyers(s): Vahik Minaiyan
Respondent(s): Citigroup Global Markets., Lena Thomas, Michael Mildon, Richard Mckusick
Respondent Lawyers(s): Christina Z. Foster
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 08-04048 | 01/24/2011 | Claimant(s): Greoge Toskey and Ginette Toskey
Claimant Lawyers(s): James A. Smith
Respondent(s): Charles Schwab & Co.., Wendy Britton
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Katherine Hendricks, J. David Andrews, Joan M. Schroeder
Hearing Site: Seattle, WA
| | Expungement |
