| 09-05926 | 03/30/2011 | Claimant(s): Amnon Feffer, Solomon and Bessie Feffer Trusts
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Jonathan Feffer, Buckman, Buckman & Reid.
Respondent Lawyers(s): Jonathan Feffer, Mark J. Astarita
Arbitrator(s): James H. Frank, Erik R. Siering, Russell T. Doe
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-05485 | 03/29/2011 | Claimant(s): Turbo Investors
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Robert Jaffe
Respondent Lawyers(s): Harvey E. Bines
Arbitrator(s): John R. Thompson, Stephen M. Acerra, Nancy E. Watters
Hearing Site: Boston, MA
| | $1,105,000 |
| 09-05603 | 03/29/2011 | Claimant(s): Judy Calufetti
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Susan Gottlieb
Respondent Lawyers(s): Melinda Lucas Peevy
Arbitrator(s): Frances D. Sheehy
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 09-05971 | 03/29/2011 | Claimant(s): Dennis Gravelle
Claimant Lawyers(s): Booker T. Washington
Respondent(s): James Cummings
Respondent Lawyers(s): Carlos Ricca
Arbitrator(s): Ralph L. Halpern
Hearing Site: Buffalo, NY
| | $4,857 |
| 10-03264 | 03/28/2011 | Claimant(s): Mildred Wells
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jaime H. Scivley
Arbitrator(s): Larry J. Craddock
Hearing Site: Birmingham, AL
| | $25,425 |
| 11-00666 | 03/28/2011 | Claimant(s): Albert Wood, Anne Solis, Gene Chantler, Gloria Roder, Lydia Wood, Mark Simmons, Matthew Fieber, Ronald Gonzales, Estate of Virginia Lasher
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Jeremy Hart
Respondent Lawyers(s): Jeremy Michael Hart
Arbitrator(s): Susan M. Thevenet
Hearing Site: Denver, CO
| | $6,961,430 |
| 09-04750 | 03/28/2011 | Claimant(s): Francis Fry, Judith Fry
Claimant Lawyers(s): Anthony B Andrezeski
Respondent(s): Advest., George Dusckas, Merrill Lynch Pierce Fenner & Smith Inc., Banc Of America Securities Llc
Respondent Lawyers(s): Joseph P. Pohl
Arbitrator(s): Edward A. Grupp, William R. Gruver, Michael D. McDowell
Hearing Site: Pittsburgh, PA
| | $0 |
| 05-01877 | 03/25/2011 | Claimant(s): Mary Wheeler, Roger Wheeler & Mary Wheeler, JTWROS
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Scott Weissman
Respondent Lawyers(s): Scott H. Weissman
Arbitrator(s): Sandra L. Malek, Esther A. Spachner, Valerie Lewis
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 09-02143 | 03/25/2011 | Claimant(s): Karen Rey
Claimant Lawyers(s): William M. Bankston
Respondent(s): Wedbush Securities Inc., Thomas Packer
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Robert M. Stein, Michael R.E. Sanders, James K. Barbee
Hearing Site: Anchorage, AK
| | $228,670 |
| 09-05630 | 03/25/2011 | Claimant(s): Exemption B-2 Wohl Family Trust, The Wohl Family Trust
Claimant Lawyers(s): Steven L. Miller
Respondent(s): Gregory Iglow, Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Neil S. Jasper, Arthur T. Berggren, Mason A. Dinehart
Hearing Site: Los Angeles, CA
| | Expungement |
