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FINRA Awards for Mark Simmons

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0066603/28/2011Claimant(s): Albert Wood, Anne Solis, Gene Chantler, Gloria Roder, Lydia Wood, Mark Simmons, Matthew Fieber, Ronald Gonzales, Estate of Virginia Lasher
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Jeremy Hart
Respondent Lawyers(s): Jeremy Michael Hart
Arbitrator(s): Susan M. Thevenet
Hearing Site: Denver, CO
Checkmark Icon$6,961,430

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