| 11-00052 | 03/05/2012 | Claimant(s): Paul Malkin, Phyllis Malkin
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Linda M. Granata, Melanie S. Cherdack, Joseph Michael Matthews
Hearing Site: Miami, FL
|  | $90,298 |
| 10-03863 | 03/05/2012 | Claimant(s): Christopher Bartol, Matthew Spagat, Mitchell Simborg, Sheldon Simborg, Flagstaff
Claimant Lawyers(s): Elliot Samuels, John J. Muldoon
Respondent(s): David Lansburgh, Brewer Financial Services, Gar Wood Securities, Llc
Respondent Lawyers(s): Adam Erickson, James E. Dahl, Thomas K. Anderson
Arbitrator(s): John N. Chapin, Champ W. Davis, Eugene N. Halladay
Hearing Site: Chicago, IL
| | $0 |
| 10-04475 | 03/02/2012 | Claimant(s): Lanfive Associates, A Partnership, Lani McKinley Trust u/t/d 8/28/2007
Claimant Lawyers(s): Barry P. King
Respondent(s): Stifel, Nicolaus & Co.., Manuel Lozano, Raymond Reed
Respondent Lawyers(s): Chad Weaver, James C. Browning
Arbitrator(s): Robert W. Vernon, Robert Bruce MacDonald, Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02230 | 03/02/2012 | Claimant(s): Mary Walker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Deborah A. Jackson
Hearing Site: Atlanta, GA
| | $17,298 |
| 11-00388 | 03/02/2012 | Claimant(s): Mary Carkeet
Claimant Lawyers(s): K. Michael Swann
Respondent(s): International Assets Advisory, Llc
Respondent Lawyers(s): Kevin A. Carreno
Arbitrator(s): David M. Levine, Thomas Joseph Atkinson, Lauren S. Puritz
Hearing Site: Orlando, FL
| | $0 |
| 10-00507 | 03/01/2012 | Claimant(s): Jaimie Davis
Claimant Lawyers(s): Jaimie Davis
Respondent(s): Curtis Sathre, John Schooler, WFP Securities
Respondent Lawyers(s): Brandon Reif
Arbitrator(s): Gerald C. Tambe, Judith Porter, Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04851 | 03/01/2012 | Claimant(s): Susan Jenkins
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Robert J. Ruben
Hearing Site: Los Angeles, CA
| | $35,513 |
| 08-03566 | 03/01/2012 | Claimant(s): Gene Holcomb
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): Martin Mandel, Joseph I. Liebman, Jerry L. Riggins
Hearing Site: Memphis, TN
| | $0 |
| 11-01822 | 03/01/2012 | Claimant(s): Angela Fogle
Claimant Lawyers(s): Angela Fogle
Respondent(s): Elizabeth Hammack, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $0 |
| 11-02120 | 03/01/2012 | Claimant(s): J. Charles and Loena P. Boling
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Erik R. Siering
Hearing Site: Birmingham, AL
| | $213 |
