| 10-03527 | 05/15/2013 | Claimant(s): Lawrence Tanowitz
Claimant Lawyers(s): Neil Solomon
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Daniel I. MacIntyre, Sabrina Raquel Scott, Dimitri Angelo Dodys
Hearing Site: Atlanta, GA
|  | $0 |
| 11-02746 | 05/15/2013 | Claimant(s): Martin Shulman
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): William W. Bride, Bonnie A. Pearce, Martin M. Van Luven
Hearing Site: Boca Raton, FL
| | $0 |
| 11-04486 | 05/15/2013 | Claimant(s): Marla Behrman
Claimant Lawyers(s): Eric J. Brenner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Brian J. Ellis, Jay W. Freiberg
Arbitrator(s): Keely D. Parr, Thomas E. Mehrtens, Morton L. Gitter
Hearing Site: New York, NY
| | $0 |
| 12-00495 | 05/15/2013 | Claimant(s): John Trammell and Catherine Trammell
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | $0 |
| 12-01907 | 05/15/2013 | Claimant(s): Nicholas Nayak
Claimant Lawyers(s): Peter J. Berman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
| | $20,648 |
| 11-02444 | 05/15/2013 | Claimant(s): Alina Bolano, Andres Bolano
Claimant Lawyers(s): Lawrence A. Kellogg
Respondent(s): Michael Anton, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Carl Shechter, Stephen I. Gilman, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01915 | 05/15/2013 | Claimant(s): Bart Rogers, John Clark, John Rogers, Krista Clark, Marcy Rogers, Marianne Drozak
Claimant Lawyers(s): Edward J. Boyle
Respondent(s): Seaport Securities Corp.
Respondent Lawyers(s): Thomas J. McCabe
Arbitrator(s): Daniel J. McCarthy, William E. Goydan, Bernard M. Levine
Hearing Site: New York, NY
| | $0 |
| 12-03061 | 05/15/2013 | Claimant(s): Robert L. Timken
Claimant Lawyers(s): Robert L. Timken
Respondent(s): Wells Fargo Advisors, Lucas Glass
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
| | $0 |
| 12-01075 | 05/14/2013 | Claimant(s): Diane Hunt
Claimant Lawyers(s): David W. Miller
Respondent(s): Dougherty & Company LLC
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Joseph C. Roberts, Thomas R. Dreiling, Jerome O. Cohen
Hearing Site: Seattle, WA
| | $0 |
| 12-01167 | 05/14/2013 | Claimant(s): Suzy Asad, 1999 Suzy Asad Revocable Trust dtd 8/20/
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Mamdoh Abas, Proequities.
Respondent Lawyers(s): Alexis Y. Lu, Brandon Reif
Arbitrator(s): Robert B. Moran, Richard M. Norman, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | $448,560 |
