Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00276 | 01/30/2017 | Claimant(s): James Hoffman Claimant Lawyers(s): Jonathan Kurta Respondent(s): Saimir Collaku Respondent Lawyers(s): Saimir Collaku Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Newark, NJ |  | $98,155 |
| 16-01803 | 01/30/2017 | Claimant(s): Thomas Souran Claimant Lawyers(s): Thomas C. Souran Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | | $325 |
| 16-02575 | 01/30/2017 | Claimant(s): Jack Wray Claimant Lawyers(s): Jack C. Wray Respondent(s): E*Trade Clearing LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Robert L. Lestina Hearing Site: Atlanta, GA | | $38 |
| 16-02627 | 01/30/2017 | Claimant(s): Ernest Tatyrek Claimant Lawyers(s): Ernest Ray Tatyrek Respondent(s): Ervin Decker, J.P. Morgan Securities Respondent Lawyers(s): Christopher Seps, Michael N. Ungar Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | | $0 |
| 14-02515 | 01/27/2017 | Claimant(s): Lyn Freeman, Lyn A Freeman Revocable Trust U/A11/5/12 Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Jonathan Lee, Robert W. Baird & Co. Incorporated Respondent Lawyers(s): David Wakukawa, Edward Zusman Arbitrator(s): Jonathan H. Krotinger, Urs Laeuchli, Robert James Favole Hearing Site: San Francisco, CA | | Expungement |
| 16-02688 | 01/27/2017 | Claimant(s): M. Korbin Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Paul J. Burkhart Hearing Site: Boca Raton, FL | | Dismissed by Rule 12504 |
| 16-00487 | 01/25/2017 | Claimant(s): James Gordon Claimant Lawyers(s): James Gordon Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Peter M Brabbee, John J. Fitzpatrick, George King Hearing Site: San Francisco, CA | | $14,500 |
| 16-00181 | 01/24/2017 | Claimant(s): Steven Marcelli Claimant Lawyers(s): Brandon O. Trent Respondent(s): LPL Financial LLC, Robert Rownd Respondent Lawyers(s): Scott Matasar Arbitrator(s): Jeffrey M. Bain, Ellen Holland Keller, William Joseph Baker Hearing Site: Cleveland, OH | | $0 |
| 16-02158 | 01/24/2017 | Claimant(s): Sandra Petrone Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Steven T. Stern Hearing Site: Hartford, CT | | $0 |
| 16-01621 | 01/23/2017 | Claimant(s): Fred Laryea, Ina Laryea Claimant Lawyers(s): Fred W. Laryea Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Patrick R. Westerkamp Hearing Site: Newark, NJ | | $2,075 |