18-00195 | 06/05/2019 | Claimant(s): Tom Nomeland Claimant Lawyers(s): Jennifer Tarr Respondent(s): Robert Solow, Theodore Allocca, William Quigley, Trident Partners Ltd. Respondent Lawyers(s): Eric J. Sussman, Robert Paul Solow, William Michael Quigley Arbitrator(s): Bruce J. Nerland, Jack D. Elmquist, Susan M. Sanger Hearing Site: Minneapolis, MN
| | $0 |
18-02161 | 06/05/2019 | Claimant(s): Peter Calderon Claimant Lawyers(s): Peter J. Calderon Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
| | $0 |
19-00210 | 06/04/2019 | Claimant(s): Tradestation Securities. Claimant Lawyers(s): Steven M Greenbaum Respondent(s): Abhi Batra Respondent Lawyers(s): Abhi Batra Arbitrator(s): Mark Thomas Risner Hearing Site: Los Angeles, CA
| | $0 |
16-02890 | 06/04/2019 | Claimant(s): John Cottam Claimant Lawyers(s): Derrelle Janey Respondent(s): Alexander Kibrik, Global Emerging Capital Group Respondent Lawyers(s): Alexander Kibrik, Claudette Burgess Gay Arbitrator(s): Catherine Stewart, Peter L. Michaelson, Joseph Michael Dougherty Hearing Site: Newark, NJ
| | Dismissed by Rule 12212(c) |
17-02064 | 06/04/2019 | Claimant(s): Brenda Sosa Diaz, Brenda D. Sosa & Jose Garcia Ginorio Claimant Lawyers(s): Osvaldo Carlo Linares Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Douglas Earl McLaren Hearing Site: San Juan, PR
| | Expungement |
17-02117 | 06/04/2019 | Claimant(s): Estate of Emil William Holiner Claimant Lawyers(s): Jessica S. Taylor Respondent(s): Eric McIntyre, Gary Hartman Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Kathy R. Holler, Jeffrey R. Jury, Michael S. Yauch Hearing Site: Houston, TX
| | Expungement |
18-01198 | 06/04/2019 | Claimant(s): John Turman, Dana Turman TTE of Turman Family Trust B, John Turman TTE of Turman Family Trust A Claimant Lawyers(s): Michael G. Bolgatz Respondent(s): Morgan Stanley, Kevin Wolfe, Robert Rius Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Lawrence R. Mills, Clifford A. Threlkeld, Michael Craig Butterworth Hearing Site: San Francisco, CA
| | Expungement |
18-02124 | 06/04/2019 | Claimant(s): Larry Geller Claimant Lawyers(s): Larry S. Geller Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ
| | $0 |
17-01872 | 06/03/2019 | Claimant(s): Jackie Galop, Jerry Welch, Louis Richards Estate Claimant Lawyers(s): Jason T. Albin Respondent(s): Brian Jackson, Ameriprise Financial Services. Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
| | Expungement |
18-00818 | 06/03/2019 | Claimant(s): John Baker Claimant Lawyers(s): David Liebrader Respondent(s): Morgan Stanley, Peter Lewis Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Larry Edmonson, Anita Rae Shapiro, Douglas B. Harris Hearing Site: Las Vegas, NV
| | Expungement |