| 24-00513 | 11/21/2024 | Claimant(s): Donald Easterlin
Claimant Lawyers(s): Donald Easterlin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
|  | $0 |
| 23-01840 | 11/21/2024 | Claimant(s): Carmine Vano, Mary Vano
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Mariani, Michael Fasciglione
Respondent Lawyers(s): James J. Mariani, Michael Fasciglione
Arbitrator(s): Alfreida B. Kenny, Albert Rizzo, Lisa Renee Pomerantz
Hearing Site: New York, NY
| | $19,516 |
| 24-00826 | 11/20/2024 | Claimant(s): Stephen Malloy
Claimant Lawyers(s): Stephen Malloy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
| | $30,050 |
| 23-01506 | 11/15/2024 | Claimant(s): Richard Rubin
Claimant Lawyers(s): David Vermont
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alexandros Diplas
Arbitrator(s): Lynne M. Reid-McQueen, Mitchell H Rubinstein, Peter D.C. Mason
Hearing Site: New York, NY
| | Expungement |
| 24-01518 | 11/13/2024 | Claimant(s): Tradestation Securities.
Claimant Lawyers(s): Steven M. Greenbaum
Respondent(s): Yehuda Levinger
Respondent Lawyers(s): Benjamin R. Zakarin
Arbitrator(s): Nancy Kramer, Steven Gary Leventhal, Hovnan Melkonian
Hearing Site: New York, NY
| | $124,157 |
| 22-01744 | 11/12/2024 | Claimant(s): James Giannotti
Claimant Lawyers(s): Guy Chirico
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Arthur M. Schoenberger, Nancy Kramer, John Michael Bergin
Hearing Site: New York, NY
| | $0 |
| 24-00598 | 11/07/2024 | Claimant(s): Arkadiusz Ploski
Claimant Lawyers(s): Arkadiusz Ploski
Respondent(s): Morgan Stanley & Co., E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | $3,768 |
| 20-00965 | 11/05/2024 | Claimant(s): Anthony Vasaturo
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Barry Steven Port, Brian John Gallagher, Ai Ling Zhou
Hearing Site: New York, NY
| | $0 |
| 23-00431 | 11/04/2024 | Claimant(s): Douglas Collins, Marie Collins
Claimant Lawyers(s): Noam Greenspan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Daniel R. Korb Jr.
Arbitrator(s): Anna M. Fanelli, Edward Carrasco, Kevin Kanesaka
Hearing Site: New York, NY
| | $0 |
| 23-01092 | 10/18/2024 | Claimant(s): Dale Duchscherer
Claimant Lawyers(s): Brandon Dei
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Steven A. Harris, Michael S. Lazan, Cheung David Chhieng
Hearing Site: New York, NY
| | $0 |
