| 17-00400 | 02/22/2018 | Claimant(s): Estate of Dorothy R. Sommerer
Claimant Lawyers(s): Kathleen R. Wall
Respondent(s): Matthew Peregoy
Respondent Lawyers(s): Matthew Earl Peregoy
Arbitrator(s): Louis H. Miron, Edward James O'Dowd, Lucille Theresa Alfano
Hearing Site: Newark, NJ
|  | $0 |
| 17-01878 | 01/12/2018 | Claimant(s): New Brunswick Theological Seminary
Claimant Lawyers(s): Richard S. Mills
Respondent(s): Victoria Vandyke
Respondent Lawyers(s): Victoria Anne Vandyke
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
| | $3,229,100 |
| 16-00755 | 12/22/2017 | Claimant(s): Shaw Family LLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Paul Allan Massaro, Daniel Adam Schlein, Hashim Ghadiali
Hearing Site: Newark, NJ
| | $0 |
| 14-01299 | 12/20/2017 | Claimant(s): Marilyn Booker
Claimant Lawyers(s): Marilyn F. Booker
Respondent(s): Harpreet Mangat, Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Louis H. Miron, Linda J. Baer, Robert Miles Saunders
Hearing Site: Newark, NJ
| | $200,000 |
| 16-02878 | 12/14/2017 | Claimant(s): Anthony Morello, Donna Morello
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Catherine Stewart, Martin R. Cramer, Peter L. Michaelson
Hearing Site: Newark, NJ
| | $0 |
| 15-01027 | 11/22/2017 | Claimant(s): Madeline Garramone
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Glenn King, Royal Alliance Associates.
Respondent Lawyers(s): Glenn R. King, Steven E. Mellen
Arbitrator(s): Robert E. Anderson, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
| | $200,300 |
| 15-03141 | 11/15/2017 | Claimant(s): Ann Genovesi, Joseph Genovesi, CUST FPO Joseph Genovesi Jr. IRRA
Claimant Lawyers(s): Jeffrey Barclay
Respondent(s): Matthew Schulman, Vandham Securities Corp.
Respondent Lawyers(s): Douglas V. Sanchez, Matthew P. Schulman
Arbitrator(s): Richard D. Chusid, Robert E. Anderson, Lawrence H. Teich
Hearing Site: Newark, NJ
| | $0 |
| 16-02514 | 10/30/2017 | Claimant(s): Judith Spiniello
Claimant Lawyers(s): Ronald A. Berutti
Respondent(s): Morgan Stanley, Robert Cerasia
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Patrick J. Howley, Joseph H. Cerame, Richard C. Antonelli
Hearing Site: Newark, NJ
| | $20,000 |
| 16-01961 | 10/02/2017 | Claimant(s): Kamel Kazan
Claimant Lawyers(s): David T. Shivas
Respondent(s): Brian Langan, Morgan Stanley, Patrick Borrelli
Respondent Lawyers(s): Theodore Krebsbach
Arbitrator(s): Kip C. Lubcke, Kenneth J. Horowitz, James F. Rohrman
Hearing Site: Newark, NJ
| | Expungement |
| 15-03232 | 09/26/2017 | Claimant(s): Anthony Listro, Gloria Listro
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors, Richard Galgano
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Newark, NJ
| | Expungement |
