20-00836 | 09/17/2021 | Claimant(s): Gary Panion, Ronald Panion Claimant Lawyers(s): Christopher C. Young Respondent(s): Edward Jones, Scott Blando Respondent Lawyers(s): Darren Goodman Arbitrator(s): Patrick J. Halter Hearing Site: Helena, MT
| | $49,398 |
18-01014 | 08/06/2018 | Claimant(s): Elizabeth Kohlstaedt, Elizabeth V. Kohlstaed IRA Claimant Lawyers(s): Scott Peterson Respondent(s): Keith Duncan, Investacorp. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Joseph C. Roberts Hearing Site: Helena, MT
| | $0 |
16-01036 | 04/10/2017 | Claimant(s): Marilyn Leatherman Claimant Lawyers(s): Marilyn J. Leatherman Respondent(s): Michael Bruch, Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): William J. Bender Hearing Site: Helena, MT
| | $10,119 |
15-01567 | 11/18/2016 | Claimant(s): Dennis Stefani Claimant Lawyers(s): Glenn E. Tremper Respondent(s): Edward Jones Respondent Lawyers(s): Jennifer Porter Arbitrator(s): Philip Aaron Tymon, David William Hickman, Charles Scott McClellan Hearing Site: Helena, MT
| | Expungement |
16-00524 | 10/10/2016 | Claimant(s): Shari Osweiler Swartz Claimant Lawyers(s): Shari Osweiler Swartz Respondent(s): Stifel, Nicolaus & Co.., John Horton, Joshua Horton Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Charles Scott McClellan Hearing Site: Helena, MT
| | $0 |
13-01824 | 11/13/2014 | Claimant(s): George Carson, George R. Carson, DDS,PC Profit Sharing Claimant Lawyers(s): John G. Crist Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): William J. Bender, Philip Aaron Tymon, Ronald E. Lorentsen Hearing Site: Helena, MT
| | Expungement |
13-02590 | 10/01/2014 | Claimant(s): Jeffrey Greene, Tama Greene Claimant Lawyers(s): Benjamin Lapin Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Ross W. Cannon Hearing Site: Helena, MT
| | Expungement |
11-03733 | 06/03/2014 | Claimant(s): Kenneth Schilling, Lesley Schilling, Schilling Livestock. Claimant Lawyers(s): Jeffrey A. Feldman Respondent(s): Sterling Savings Banc Financial Services, Sterling Savings Bank Respondent Lawyers(s): Bruce Campbell, Thomas C. Sand Arbitrator(s): Ross W. Cannon, Francis Joseph Raucci, Joy S. Earls Hearing Site: Helena, MT
| | $0 |
12-02896 | 01/14/2014 | Claimant(s): Dominick McGrath Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): John F. Cockburn, Judith A. Cochrane, Philip Aaron Tymon Hearing Site: Helena, MT
| | Expungement |
12-04333 | 12/13/2013 | Claimant(s): Brad Johnson Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): Keith C. Folkman, Ross W. Cannon, James R. Medley Hearing Site: Helena, MT
| | Expungement |